08-00640 | 09/14/2009 | Claimant(s): Carol Dahl, Citicorp Investment Services/ Citigroup Claimant Lawyers(s): David Butler Respondent(s): Michael Miley Respondent Lawyers(s): Ronald P. Labeck Arbitrator(s): Zuhayr A. Moghrabi, Adelfa Ann Lugo, Jonathan P. Russell Hearing Site: New York, NY
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08-03113 | 09/14/2009 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): D. Daxton White Respondent(s): Jason Roberts Respondent Lawyers(s): Jason J. Roberts Arbitrator(s): Douglas E. DeTata, John Edward Bersin, Charles Eugene Markley Hearing Site: San Francisco, CA
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09-01953 | 09/14/2009 | Claimant(s): Summit Brokerage Services. Claimant Lawyers(s): Michael Lang Respondent(s): Brad Nussbaum Respondent Lawyers(s): Brad N. Nussbaum Arbitrator(s): Marvin Schleyer Hearing Site: Newark, NJ
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08-01238 | 09/11/2009 | Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): D. Daxton White Respondent(s): James Fournace Respondent Lawyers(s): James A. Fournace Arbitrator(s): John R Kiefner, Mimi B. Osiason, William Hugh Nenninger Hearing Site: Tampa, FL
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09-01377 | 09/09/2009 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Michael S. Colombo Respondent(s): Hayato Tamura Respondent Lawyers(s): Hayato Tamura Arbitrator(s): David Edward Canter Hearing Site: Los Angeles, CA
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08-00727 | 09/04/2009 | Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Randy Koontz Respondent Lawyers(s): Kenneth R. Shemin Arbitrator(s): Paul Mann, M. Eileen Dorsey, Ronald R. Wilhelm Hearing Site: Little Rock, AR
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07-03541 | 09/03/2009 | Claimant(s): Agile Investments. Claimant Lawyers(s): David E. Robbins Respondent(s): D & D Securities., Solaris Alternative Capital Partners Respondent Lawyers(s): Jeffrey Rosen, Paula D. Shaffner Arbitrator(s): Mary Ann M. Melchiorre, Stephen T. Mayhew, Timothy J. Tarpey Hearing Site: Philadelphia, PA
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08-00158 | 09/03/2009 | Claimant(s): Nilmaris Cardona Claimant Lawyers(s): Paul Vilaro Nelms Respondent(s): David Lugo Sanchez, UBS Financial Services Incorporated of P Respondent Lawyers(s): Carlos Bobonis-Gonzalez Arbitrator(s): Robert H. Putnam, Alan B. Goldstein, Edward Arthur Horton Hearing Site: San Juan, PR
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09-01915 | 09/03/2009 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Michael S. Colombo Respondent(s): Wilfredo Colon Respondent Lawyers(s): Wilfredo Colon Arbitrator(s): Daniel H. Yaffe Hearing Site: Miami, FL
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07-01200 | 09/02/2009 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Wade Contney Respondent Lawyers(s): Wade Contney Arbitrator(s): Paul G. Cuomo, John Joseph Cotter, James J. Gadarowski Hearing Site: Providence, RI
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