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FINRA Awards for UBS Financial Services Incorporated of P

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0015809/03/2009Claimant(s): Nilmaris Cardona
Claimant Lawyers(s): Paul Vilaro Nelms
Respondent(s): David Lugo Sanchez, UBS Financial Services Incorporated of P
Respondent Lawyers(s): Carlos Bobonis-Gonzalez
Arbitrator(s): Robert H. Putnam, Alan B. Goldstein, Edward Arthur Horton
Hearing Site: San Juan, PR

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