08-04722 | 12/21/2009 | Claimant(s): Piper Jaffray & Co., Piper Jaffray Companies Claimant Lawyers(s): Julie A. Kole Respondent(s): David Lehrer, Michael Patterson, Stephen Hird Respondent Lawyers(s): Amanda M. Knudsen Arbitrator(s): Hearing Site: Milwaukee, WI
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08-04723 | 12/21/2009 | Claimant(s): Piper Jaffray & Co., Piper Jaffray Companies Claimant Lawyers(s): Julie A. Kole Respondent(s): Michael Luby Respondent Lawyers(s): Stephen S. Mayne Arbitrator(s): Hearing Site: Kansas City, MO
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08-04724 | 12/21/2009 | Claimant(s): Piper Jaffray & Co., Piper Jaffray Companies Claimant Lawyers(s): Julie A. Kole Respondent(s): Jack Swenson, John Thorn, Michael Swenson Respondent Lawyers(s): Amanda M. Knudsen Arbitrator(s): Hearing Site: Minneapolis, MN
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08-04793 | 12/21/2009 | Claimant(s): Christopher Wanken Claimant Lawyers(s): Christopher Michael Wanken Respondent(s): John Wanken, Raymond James Financial Services. Respondent Lawyers(s): Erin Linehan, William J. Dunne Arbitrator(s): Michael E. Rohde, Maryanne M. Esser, Thomas Richard Delaney Hearing Site: Dallas, TX
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09-01649 | 12/21/2009 | Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Renan I. Sugarman Respondent(s): Thomas Marino Respondent Lawyers(s): Thomas J. Marino Arbitrator(s): Joseph D. Valenti, Bernard S. Carrey, Daniel B. Daugherty Hearing Site: Tampa, FL
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08-02137 | 12/18/2009 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Kathryn Bedke Respondent(s): Stifel, Nicolaus & Co.., Frank Brand, George Stukes, Marvin Slaughter, Stephen Jones Respondent Lawyers(s): Joseph A. Dougherty Arbitrator(s): J. Kirkland Grant, Frank Samuel Perri, John Wescoat Sandlin Hearing Site: Columbia, SC
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09-01246 | 12/18/2009 | Claimant(s): Joseph Ventura Claimant Lawyers(s): Wayne A. Smith Respondent(s): Royal Alliance Associates. Respondent Lawyers(s): Loren Schechter Arbitrator(s): Frank E. Wolf, Kenneth Dymond, Alan V. Iselin Hearing Site: Albany, NY
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09-04374 | 12/18/2009 | Claimant(s): Janney Montgomery Scott LLC Claimant Lawyers(s): Leslie M. Greenspan Respondent(s): David McDowell Respondent Lawyers(s): David T. McDowell Arbitrator(s): Mark Sidell Hearing Site: Boca Raton, FL
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08-04632 | 12/17/2009 | Claimant(s): Arjent Services, Arjent US Claimant Lawyers(s): James H. Freeman Respondent(s): Tejash Brahmbhatt Respondent Lawyers(s): Tejash Brahmbhatt Arbitrator(s): Hugh N. Fryer, Michael C. Farkas, Richard Lee Mansdoerfer Hearing Site: New York, NY
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09-01697 | 12/17/2009 | Claimant(s): Charles Lellman Claimant Lawyers(s): Gregg Mele Respondent(s): Granta Capital Group LLC Respondent Lawyers(s): Francis Duffy Arbitrator(s): Louis H. Miron Hearing Site: Newark, NJ
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