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FINRA Awards for Alan V. Iselin

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0285609/25/2014Claimant(s): Alan Iselin, Samuel Enterprises Inc.
Claimant Lawyers(s): Michelle Kagan
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John E. Bersin
Arbitrator(s): Robert Youdelman
Hearing Site: New York, NY
Checkmark Icon$3,500
09-0124612/18/2009Claimant(s): Joseph Ventura
Claimant Lawyers(s): Wayne A. Smith
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Loren Schechter
Arbitrator(s): Frank E. Wolf, Kenneth Dymond, Alan V. Iselin
Hearing Site: Albany, NY

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