06-02954 | 03/24/2010 | Claimant(s): Cantor Fitzgerald Securities Claimant Lawyers(s): Francis X. Riley Respondent(s): Refco Securities Respondent Lawyers(s): Arthur H. Ruegger Arbitrator(s): Thomas E. Duggan, Daniel B. Berkson, Lois M. Goldstein Hearing Site: New York, NY
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08-04211 | 03/24/2010 | Claimant(s): Claudia Srour Claimant Lawyers(s): James C. Jones Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kenneth I. Schacter Arbitrator(s): Joel P. Mellis, Michael S. Lazan, Howard L. Haykin Hearing Site: New York, NY
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09-01656 | 03/24/2010 | Claimant(s): Susquehanna Securities Claimant Lawyers(s): M. Norman Goldberger Respondent(s): Citadel Derivatives Group LLC Respondent Lawyers(s): Andrew N. Vollmer Arbitrator(s): Allen B. Lang, Andrew W. Davitt, Court O. Anderson Hearing Site: Philadelphia, PA
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09-02480 | 03/24/2010 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Cory S. Zadanosky Respondent(s): Bradley Sustrin Respondent Lawyers(s): Bradley A. Sustrin Arbitrator(s): Raymond W. Snow Hearing Site: Boca Raton, FL
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09-05199 | 03/24/2010 | Claimant(s): Rohinton Bulsara Claimant Lawyers(s): Rohinton B. Bulsara Respondent(s): First Asian Securities Corporation Respondent Lawyers(s): Venketachalam Parameswaran Arbitrator(s): Mary Ellen Burns Hearing Site: New York, NY
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08-04191 | 03/23/2010 | Claimant(s): David Pichler Claimant Lawyers(s): Leonard B. Pack Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Katrina L. Baker Arbitrator(s): Diane Getzler, Catherine Ladnier, Alejandro Miguel Garro Hearing Site: New York, NY
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08-04609 | 03/23/2010 | Claimant(s): Jan Carr Claimant Lawyers(s): Anthony B. Haller Respondent(s): Uvest Financial Services Group. Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Elliot B. Platt, John L. Braxton, Howard B. Scherer Hearing Site: Philadelphia, PA
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09-00389 | 03/22/2010 | Claimant(s): Royal Alliance Associates. Claimant Lawyers(s): Gregory M. Curley Respondent(s): Jacqueline Prue, Sherman Wang Respondent Lawyers(s): Jacqueline Smith Prue, Sherman William Wang Arbitrator(s): Edith M. Gunn, Ellen Slipp, Jerry M. Greenspan Hearing Site: New York, NY
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08-02776 | 03/19/2010 | Claimant(s): Ameriprise Advisor Services. Claimant Lawyers(s): Edward Walton Respondent(s): Andrew Kistler, Brian Ainge, Charles Chambers Respondent Lawyers(s): Edward Walton, Jody A. Rosen Arbitrator(s): Caryl S. Bernstein, Baunita M. Greer, Karen L. Crump-Wilson Hearing Site: Washington, DC
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08-04325 | 03/18/2010 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Timothy N. Will Respondent(s): Scotte Carter Respondent Lawyers(s): Melanie C. Ross Arbitrator(s): Larry Edmonson, Annette Gres Shepherd, Russell T. Doe Hearing Site: Los Angeles, CA
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