| 09-06896 | 05/24/2010 | Claimant(s): Edward Gudelinis
Claimant Lawyers(s): Edward M. Gudelinis
Respondent(s): Aegis Capital Corp.
Respondent Lawyers(s): Robert J. Eide
Arbitrator(s): Allan E. Johnson
Hearing Site: New York, NY
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| 08-01531 | 05/21/2010 | Claimant(s): Melvin McDonald, Vincent Scola
Claimant Lawyers(s): Katharine Livingston
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Julie L. Taylor
Arbitrator(s): Martin Mandel, Darryl J. Horowitt, Marilyn Burrill O'Toole
Hearing Site: San Francisco, CA
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| 09-05556 | 05/21/2010 | Claimant(s): John Sellers
Claimant Lawyers(s): John Garnet Sellers
Respondent(s): Donald Wojnowski, Steven Rabinovici, Empire Financial Group., Empire Investment Advisors., Jesup & Lamont Inc., Jesup & Lamont Securities Corp, Penson Financial Services.
Respondent Lawyers(s): Mark Cuccaro, Todd A. Zuckerbrod
Arbitrator(s): Edith N. Dinneen
Hearing Site: Tampa, FL
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| 09-02547 | 05/20/2010 | Claimant(s): Ari Bayme
Claimant Lawyers(s): Barry R. Lax
Respondent(s): Milbank Roy Securities
Respondent Lawyers(s): E. Michael Bradley
Arbitrator(s): Sheldon Curtis, Lowell D. Johnston, Abigail J. Pessen
Hearing Site: New York, NY
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| 09-04616 | 05/20/2010 | Claimant(s): Next Financial Group.
Claimant Lawyers(s): Owen P. McGill
Respondent(s): Jeremy Mcgilvrey
Respondent Lawyers(s): Jeremy McGilvrey - SID# 469949
Arbitrator(s): Gregory E. Muenster
Hearing Site: Houston, TX
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| 09-06663 | 05/20/2010 | Claimant(s): Newbridge Securities Corporation
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Andres Tobon
Respondent Lawyers(s): Andres F. Tobon
Arbitrator(s): Martin Jay Siegel
Hearing Site: New York, NY
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| 09-00740 | 05/19/2010 | Claimant(s): Royal Alliance Associates.
Claimant Lawyers(s): Thomas M. Campbell
Respondent(s): Charles Stevens, Darin Stevens
Respondent Lawyers(s): Brody W. Weichbrodt
Arbitrator(s): A. Keith Logue, Fredrick T.W. Reed, Robert A. Dean
Hearing Site: Atlanta, GA
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| 09-04146 | 05/19/2010 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Gregory B. Simon
Respondent(s): Gordon Lewis
Respondent Lawyers(s): Gordon Patrick Lewis
Arbitrator(s): Mary Curran, Alvin L. Fishman, E. Duane Stephens
Hearing Site: San Francisco, CA
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| 09-04483 | 05/17/2010 | Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Michael Arroyos
Respondent Lawyers(s): Michael D. Arroyos
Arbitrator(s): Eli Bensky
Hearing Site: Houston, TX
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| 09-05554 | 05/14/2010 | Claimant(s): Chase Investment Services Corp.
Claimant Lawyers(s): Barton A. Bixenstine
Respondent(s): Daniel Bloom, Living Well Financial Group.
Respondent Lawyers(s): John F. Hill
Arbitrator(s): Roger W. Van Deusen, Sherry L. Lavin, Louis R. Salvator
Hearing Site: Cleveland, OH
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