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FINRA Awards for Orlando, FL

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Displaying 31-40 out of 156 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0088610/30/2020Claimant(s): Heather Churchill
Claimant Lawyers(s): Harris Freedman
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): John P. Cullem
Hearing Site: Orlando, FL
20-0160010/30/2020Claimant(s): Victor Lizardi
Claimant Lawyers(s): Todd A. Zuckerbrod
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Ron Pekoe, Thomas Joseph Atkinson, Ken Ziesenheim
Hearing Site: Orlando, FL
20-0066410/21/2020Claimant(s): Lawrence Breen
Claimant Lawyers(s): Harris Freedman
Respondent(s): Proequities.
Respondent Lawyers(s): Katherine C. Donlon
Arbitrator(s): John P. Cullem
Hearing Site: Orlando, FL
20-0106010/16/2020Claimant(s): Dean Nowak
Claimant Lawyers(s): Harris Freedman
Respondent(s): Taylor Capital Management Inc.
Respondent Lawyers(s): Preston Spears
Arbitrator(s): Mitchel Weiss
Hearing Site: Orlando, FL
20-0046510/13/2020Claimant(s): Frankie Brin
Claimant Lawyers(s): Harris Freedman
Respondent(s): Voya Financial Advisors.
Respondent Lawyers(s): Benjamin J. Biard
Arbitrator(s): Gerald Thomas Harper
Hearing Site: Orlando, FL
20-0066610/05/2020Claimant(s): Lawrence Breen
Claimant Lawyers(s): Harris Freedman
Respondent(s): VSR Financial Services.
Respondent Lawyers(s): David Feldstein
Arbitrator(s): Stuart K. Furman
Hearing Site: Orlando, FL
20-0019709/24/2020Claimant(s): Dale Cebert
Claimant Lawyers(s): Harris Freedman
Respondent(s): National Planning Corporation
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): John P. Cullem
Hearing Site: Orlando, FL
20-0179609/23/2020Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Jeffery D. Rodgers
Respondent(s): Eric Williams
Respondent Lawyers(s): Eric Roger Williams
Arbitrator(s): Thomas Joseph Atkinson
Hearing Site: Orlando, FL
20-0044909/18/2020Claimant(s): Frankie Brin
Claimant Lawyers(s): Harris Freedman
Respondent(s): Voya Financial Advisors.
Respondent Lawyers(s): Benjamin J. Biard
Arbitrator(s): Gail E. Sasnett
Hearing Site: Orlando, FL
20-0068508/20/2020Claimant(s): James Pillow
Claimant Lawyers(s): Brandon M. Taaffe
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Bernard Hornick, Stuart K. Furman, John Winslow Griesser
Hearing Site: Orlando, FL

156 Results

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