| 22-00483 | 09/29/2022 | Claimant(s): Andrew Scheirer
Claimant Lawyers(s): Harris Freedman
Respondent(s): First Allied Securities.
Respondent Lawyers(s): Jeremy Wooden
Arbitrator(s): Stuart K. Furman
Hearing Site: Orlando, FL
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| 20-02425 | 04/28/2022 | Claimant(s): Gerald Fasanella
Claimant Lawyers(s): Gary Menzer
Respondent(s): Cetera Advisors.
Respondent Lawyers(s): Elaine M. Rice
Arbitrator(s): David L. Shores, Martin M. Van Luven, John Winslow Griesser
Hearing Site: Orlando, FL
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| 21-01197 | 04/20/2022 | Claimant(s): William Turner
Claimant Lawyers(s): Zachary Morse
Respondent(s): Allstate Financial Services
Respondent Lawyers(s): Jennifer E. Novoselsky
Arbitrator(s): Cindy L. Anderson
Hearing Site: Orlando, FL
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| 21-02519 | 03/24/2022 | Claimant(s): Sean Huskins
Claimant Lawyers(s): Philip J. Snyderburn
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward B Magarian
Arbitrator(s): Langfred W. White, Stephen A. Saker, John Winslow Griesser
Hearing Site: Orlando, FL
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| 20-00235 | 03/14/2022 | Claimant(s): Cara Thomas
Claimant Lawyers(s): Jennifer Poole Farrar
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Julie L. Taylor
Arbitrator(s): Stuart K. Furman, Mildred Dorta, Mary Ann Etzler
Hearing Site: Orlando, FL
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| 21-00206 | 12/07/2021 | Claimant(s): Claudio Gambin Neto
Claimant Lawyers(s): Harris Freedman
Respondent(s): Northwestern Mutual Investment Services,
Respondent Lawyers(s): Thomas K. Anderson
Arbitrator(s): Stuart K. Furman
Hearing Site: Orlando, FL
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| 19-00960 | 11/18/2021 | Claimant(s): John Shubert
Claimant Lawyers(s): Thomas C. Allison
Respondent(s): Cbiz Financial Solutions.
Respondent Lawyers(s): Michaael J. Charlillo
Arbitrator(s): Mauricio Arcadier, Glenn W. Wheelock, Mitchel Weiss
Hearing Site: Orlando, FL
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| 19-03104 | 09/29/2021 | Claimant(s): Paul Murphy
Claimant Lawyers(s): Chad Weaver
Respondent(s): Calton & Associates., J.P. Turner & Company, Newport Coast Securities.
Respondent Lawyers(s): Benjamin J. Biard, Christopher A. Cokinis, Kevin Lee
Arbitrator(s): Gayle B. Carlson
Hearing Site: Orlando, FL
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| 20-03020 | 09/17/2021 | Claimant(s): James Clemensen
Claimant Lawyers(s): Harris Freedman
Respondent(s): Cliftonlarsonallen Wealth Advisors
Respondent Lawyers(s): Brian J. Buffie
Arbitrator(s): Gerald Thomas Harper
Hearing Site: Orlando, FL
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| 20-04154 | 08/20/2021 | Claimant(s): George Stefanou
Claimant Lawyers(s): Harris Freedman
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan Hackbarth
Arbitrator(s): Mitchel Weiss
Hearing Site: Orlando, FL
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