| 11-04568 | 02/20/2014 | Claimant(s):
Claimant Lawyers(s):
Respondent(s): John Lechner, Larry Herring
Respondent Lawyers(s): John Gerald Lechner, Philip J. Snyderburn
Arbitrator(s): Terry G. Cleaves, Ronald W. Devoe, Robert J. Walter
Hearing Site: Orlando, FL
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| 13-01497 | 11/20/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Gregory S. Tendrich
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): John P. Cullem
Hearing Site: Orlando, FL
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| 13-01527 | 10/28/2013 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward A. Walton
Respondent(s): Richard Flecca
Respondent Lawyers(s): Richard Warren Flecca
Arbitrator(s): Daniel P. Lund
Hearing Site: Orlando, FL
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| 12-04072 | 07/19/2013 | Claimant(s): Woodbury Financial Services.
Claimant Lawyers(s): Courtney R. Reid
Respondent(s): Paul Piscitelli
Respondent Lawyers(s): Paul Joseph Piscitelli
Arbitrator(s): Noel K. Evans
Hearing Site: Orlando, FL
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| 13-00825 | 07/19/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Michael Clegg
Respondent Lawyers(s): Michael G. Clegg
Arbitrator(s): David P. Slater
Hearing Site: Orlando, FL
| | |
| 12-04069 | 07/18/2013 | Claimant(s): Woodbury Financial Services.
Claimant Lawyers(s): Courtney Rogers Reid
Respondent(s): Nicholas Russell
Respondent Lawyers(s): Nicholas James Russell
Arbitrator(s): Noel K. Evans
Hearing Site: Orlando, FL
| | |
| 12-04070 | 06/06/2013 | Claimant(s): Woodbury Financial Services.
Claimant Lawyers(s): Courtney Rogers Reid
Respondent(s): David Strunc
Respondent Lawyers(s): David Isaiah Strunc
Arbitrator(s): Jack A. Helms
Hearing Site: Orlando, FL
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| 10-03359 | 04/22/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Paul T. Cahill
Respondent(s): Michael Cook
Respondent Lawyers(s): R. Rogge Dunn
Arbitrator(s): Michael J. Ahlstrom, Joyce Sikora, Kenrick Albert Pratt
Hearing Site: Orlando, FL
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| 11-01929 | 04/22/2013 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): William P. Wallenstein
Respondent(s): Daniel Botyos, Lewis Blalock
Respondent Lawyers(s): David C. Reeves
Arbitrator(s): Colleen Grace, Frank William Savino, Raymond E. Cornelius
Hearing Site: Orlando, FL
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| 11-02299 | 01/31/2013 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Ronald P. Kane
Respondent(s): Kenneth Buccelli
Respondent Lawyers(s): Allen P. Whitehead
Arbitrator(s): Susanne J. Hollander
Hearing Site: Orlando, FL
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