Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-03772 | 10/04/2019 | Claimant(s): Peter Dizdar Claimant Lawyers(s): Brittany Weiner Respondent(s): Invest Financial Corporation Respondent Lawyers(s): Scott R. Forbush Arbitrator(s): Joseph H. Cerame Hearing Site: Newark, NJ | ||
| 19-01060 | 10/01/2019 | Claimant(s): Paul Mante Claimant Lawyers(s): Alex R. Schmidt Respondent(s): The GMS Group Respondent Lawyers(s): Timothy J. Donohue Arbitrator(s): Louis H Miron Hearing Site: Newark, NJ | ||
| 19-00900 | 09/30/2019 | Claimant(s): Stephen Kowalski Claimant Lawyers(s): Mitra E. Niknam Respondent(s): Hennion & Walsh. Respondent Lawyers(s): Jennifer Burke Woods Arbitrator(s): Annamaria Boccia Smith Hearing Site: Newark, NJ | ||
| 19-01520 | 09/17/2019 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Alan S. Brodherson Respondent(s): Steven Silverthorne Respondent Lawyers(s): Steven M. Silverthorne Arbitrator(s): Edward W. Morris Hearing Site: Newark, NJ | ||
| 16-03665 | 09/13/2019 | Claimant(s): Gerald Sharpe Claimant Lawyers(s): John E. Lawlor Respondent(s): David Levine, David Rich, Glenn Worman, National Securities Corporation, Robert Fagenson Respondent Lawyers(s): Richard Roth Arbitrator(s): Robert J. McDonnell, Marvin L. Schuldiner, Paul G. Garjian Hearing Site: Newark, NJ | ||
| 19-00129 | 09/13/2019 | Claimant(s): Joseph Glodek Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): William Scott & Co. L.L.C. Respondent Lawyers(s): Robert Hess Arbitrator(s): Jay Alan Kranis Hearing Site: Newark, NJ | ||
| 19-00605 | 09/11/2019 | Claimant(s): Nicholas Sergio Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Brandy Pikus Arbitrator(s): Robert E. Anderson Hearing Site: Newark, NJ | ||
| 19-01059 | 09/11/2019 | Claimant(s): Paul Mante Claimant Lawyers(s): Alex R. Schmidt Respondent(s): The GMS Group Respondent Lawyers(s): Timothy Donohue Arbitrator(s): Robert E. Anderson Hearing Site: Newark, NJ | ||
| 18-04076 | 08/16/2019 | Claimant(s): Alan Augulis Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): APW Capital. Respondent Lawyers(s): Timothy Liam Smith Arbitrator(s): Denise L. Quarles Hearing Site: Newark, NJ | ||
| 19-00764 | 08/16/2019 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC Claimant Lawyers(s): Bruce M. Lewitas Respondent(s): Joseph Smith Respondent Lawyers(s): Joseph Smith Arbitrator(s): Robert E. Anderson Hearing Site: Newark, NJ |