19-02561 | 07/22/2021 | Claimant(s): Morgan Stanley, MSSB Financing LLC Claimant Lawyers(s): Douglas W. Hyman Respondent(s): Neal Rutman Respondent Lawyers(s): Arthur C. Koski Arbitrator(s): Edward Turner Borer, Joseph J. Dougherty, Mark H. Stein Hearing Site: Philadelphia, PA
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16-00888 | 03/27/2019 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp. Claimant Lawyers(s): James L. Komie Respondent(s): Howard Walzer Respondent Lawyers(s): Arthur C. Koski Arbitrator(s): Marie G. Peterson, Nanci Sondra Landy, Hector Enrique Valdes-Ortiz Hearing Site: Boca Raton, FL
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17-02960 | 02/26/2019 | Claimant(s): National Securities Corporation Claimant Lawyers(s): Fred Knopf Respondent(s): Steven Bell Respondent Lawyers(s): Arthur C. Koski Arbitrator(s): Mark C. Perry, Lawrence C. Levey, Kimberlee Ann Fowler Hearing Site: Boca Raton, FL
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16-01675 | 10/18/2018 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp. Claimant Lawyers(s): James L. Komie Respondent(s): Anthony Mazzo Respondent Lawyers(s): Arthur C. Koski Arbitrator(s): Gloria O. North, Steven G. Montesi, Mark Joseph Mugnaini Hearing Site: Boca Raton, FL
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16-02036 | 11/29/2017 | Claimant(s): Michael Ratner, UBS Credit Corp. Claimant Lawyers(s): Arthur C. Koski, Michael D. Lee Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Michael D. Lee Arbitrator(s): James W. Geiger, Leonard Michael Cusano, Andrew F. Greitz Hearing Site: Boca Raton, FL
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14-00025 | 07/14/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Max S. Emmer Respondent(s): Gary Shumate Respondent Lawyers(s): Arthur C. Koski Arbitrator(s): David M. Panko, Robin L. Lewis, Peter Edward Sheridan Hearing Site: Philadelphia, PA
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14-03207 | 05/03/2016 | Claimant(s): SunTrust Investment Services. Claimant Lawyers(s): Caryn Diamond Shaw Respondent(s): Shane Kelly Respondent Lawyers(s): Arthur C. Koski Arbitrator(s): Gloria O. North, Richard H. Schneider, Carl Henry Perdue Hearing Site: Boca Raton, FL
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10-00817 | 09/29/2015 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Catania T. Facher Respondent(s): Steven Ipp Respondent Lawyers(s): Arthur C. Koski Arbitrator(s): George G. Kurschner, Donald Theodore Ryce, Robert S. Shuster Hearing Site: Boca Raton, FL
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12-02170 | 05/13/2015 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings Claimant Lawyers(s): Tracy L. Gerber Respondent(s): Nicolette Siyufy Respondent Lawyers(s): Arthur C. Koski Arbitrator(s): Patricia Gunn, Margaret R. Hoyt, Lynn Saunders Matthews Hearing Site: Orlando, FL
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13-03508 | 04/28/2015 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Lisa S. Fildes Respondent(s): Theodore Cavaliere Respondent Lawyers(s): Arthur C. Koski Arbitrator(s): Mimi B. Osiason Hearing Site: Tampa, FL
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