21-02983 | 08/14/2024 | Claimant(s): Herbert White, Suzanne Charrin Claimant Lawyers(s): David Olsky Respondent(s): Brian Marston, Kimberly Dale Respondent Lawyers(s): James N. Thomaidis, Patrick Gillette Arbitrator(s): Charles G. Michaels, Adam Michael Porter, Robert Lee Walters Hearing Site: Denver, CO
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23-02310 | 07/08/2024 | Claimant(s): Michael Mcgregor Claimant Lawyers(s): Harris Freedman Respondent(s): Harrison Douglas. Respondent Lawyers(s): Doouglas W. Schriner Arbitrator(s): Adam Michael Porter Hearing Site: Denver, CO
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23-02858 | 06/14/2024 | Claimant(s): Amy Duncan Claimant Lawyers(s): Peter Lindholm Respondent(s): Moloney Securities Co.. Respondent Lawyers(s): Matthew D. Turner Arbitrator(s): Adam Michael Porter Hearing Site: Denver, CO
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23-01345 | 05/01/2024 | Claimant(s): Alexander Hackley Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): Woodbury Financial Services. Respondent Lawyers(s): Jennifer R. Cox Arbitrator(s): Martin M. Berliner, Leonard M. Goldstein, Adam Michael Porter Hearing Site: Denver, CO
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23-00561 | 11/02/2023 | Claimant(s): Jack Brkich Claimant Lawyers(s): Jessica E. Levine Respondent(s): Cetera Advisors LLC Respondent Lawyers(s): David Smitham Arbitrator(s): Adam Michael Porter Hearing Site: Los Angeles, CA
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22-00058 | 11/17/2022 | Claimant(s): Bhadresh Shah Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): UBS Financial Services Inc., Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): John Murphy, W. Preston Martin Arbitrator(s): Robert Rosen, Adam Michael Porter, Yvonne YingFan Yiu Hearing Site: Los Angeles, CA
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18-00554 | 11/15/2021 | Claimant(s): Jefferies LLC Claimant Lawyers(s): Andrew J. Shapren Respondent(s): Michael Kamras Respondent Lawyers(s): David Jacobs Arbitrator(s): Michael G. Clark, Robert C. Albini, Adam Michael Porter Hearing Site: Los Angeles, CA
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19-01319 | 02/05/2020 | Claimant(s): Steven Moreno Claimant Lawyers(s): Paul W. Thomas Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Jacqueline R. Meyers Arbitrator(s): John E. Ohashi, Jack R. Goetz, Adam Michael Porter Hearing Site: Los Angeles, CA
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16-03252 | 08/02/2019 | Claimant(s): Joseph Ziomek, Laguna Financial Group. Claimant Lawyers(s): Robert J. Girard Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Robyn C. Crowther Arbitrator(s): Brent J. Rosenbaum, Adam Michael Porter, Stephen Gary Holmes Hearing Site: Los Angeles, CA
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18-01378 | 07/30/2019 | Claimant(s): Robert Horning Claimant Lawyers(s): Tosh D Grebenik Respondent(s): Direct Capital Securities. Respondent Lawyers(s): Ray Stovall Arbitrator(s): Adam Michael Porter Hearing Site: Los Angeles, CA
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