| 21-03046 | 02/10/2023 | Claimant(s): Anne Holland-McCowan
Claimant Lawyers(s): Aaron Lee Arndt
Respondent(s): Andrew Hess, Sanford C. Bernstein & Co.
Respondent Lawyers(s): Brian T. Burns
Arbitrator(s): Joseph Winter, Kenneth M. Weinman, Adam Michael Porter
Hearing Site: Los Angeles, CA
|  | Expungement |
| 20-00861 | 04/08/2022 | Claimant(s): George Lyles
Claimant Lawyers(s): George W. Lyles
Respondent(s): Jacob Mohr, Banc of America Investment Services Inc., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Peter Pound, Thomas M. McHugh
Arbitrator(s): Robert Rosen, David L. Moran, Adam Michael Porter
Hearing Site: Las Vegas, NV
| | Expungement |
| 21-00074 | 12/29/2021 | Claimant(s): Xiujuan Zhu Roth IRA, Zhiming Lu Roth IRA
Claimant Lawyers(s): Michael Hill
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Greg Curley
Arbitrator(s): Adam Michael Porter
Hearing Site: Denver, CO
| | $30,225 |
| 21-01660 | 12/28/2021 | Claimant(s): Arec Simeri
Claimant Lawyers(s): Nathan C. Volheim
Respondent(s): Robinhood Financial.
Respondent Lawyers(s): Frank J. Cuccio
Arbitrator(s): Adam Michael Porter
Hearing Site: Los Angeles, CA
| | $63 |
| 20-01135 | 08/04/2021 | Claimant(s): Daniel Sebastian, Robin Sebastian
Claimant Lawyers(s): Robert C. Rosen
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Kevin K. Fitzgerald
Arbitrator(s): Adam Michael Porter, Pamela Jane Koslow, Stephen Howard Marcus
Hearing Site: Los Angeles, CA
| | $0 |
| 12-02073 | 05/08/2015 | Claimant(s): Anthony DeLuca, Nicolinda De Luca
Claimant Lawyers(s): Charles M. Gibbs, Daniel B. Lipson
Respondent(s): Robert Tweed
Respondent Lawyers(s): H Thomas Fehn
Arbitrator(s): Victoria E. Johnson, James A. Sigler, Adam Michael Porter
Hearing Site: Los Angeles, CA
| | $0 |
| 13-02355 | 03/03/2015 | Claimant(s): Irene Muratore, John Muratore, John S. & Irene D. Muratore Living Trust
Claimant Lawyers(s): Michael D. Kennedy
Respondent(s): Crown Capital Securities, L.P.
Respondent Lawyers(s): Craig Bockman
Arbitrator(s): Arthur T. Berggren, Jasmina T. Boulanger, Adam Michael Porter
Hearing Site: Los Angeles, CA
| | Expungement |
| 10-04381 | 11/19/2014 | Claimant(s): Antonio Cagnolo, Arlene Webber, Farrokh Alaghband, Guita Shahrestany, Irene Martino, Lucio Martino, Mark Webber, Nick Shahrestany, Pejmon Tagizad, Peter Spataro, Stephanie Alaghband, 10100 Culver City LLC, Apollo Investments., F&A Holdings., Milan Investments, The Martino Family Trust dtd 7/2/00, The Webber 1990 Revocable Trust, Zia Shahrestany Trust
Claimant Lawyers(s): Gary A. Praglin
Respondent(s): Bruce Treitman, Deutsche Bank Securities.
Respondent Lawyers(s): Mark Parmelee, Paul J. Schumacher
Arbitrator(s): Robert F. Saint-Aubin, George Frederick Garris, Adam Michael Porter
Hearing Site: Los Angeles, CA
| | Expungement |
| 13-01890 | 09/22/2014 | Claimant(s): Ashok Rao
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Ivan Angulo, Niyukt Bhasin, NSM Securities.
Respondent Lawyers(s): Ivan Angulo, Niyukt R. Bhasin, Niyukt Raghu Bhasin
Arbitrator(s): Steven J. Feldman, Adam Michael Porter, Alan Bert Nishimura
Hearing Site: Los Angeles, CA
| | $128,000 |
