FINRA Awards for William P. Thornton

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 10 out of 19 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
22-00144	10/14/2022	Claimant(s): Elaine Roumillat, Holly Carroccio Claimant Lawyers(s): Craig M. Warner Respondent(s): MML Investors Services Respondent Lawyers(s): William P. Thornton Arbitrator(s): Andrea U. Calve, Jeffrey Richard Chiappetta, Scott F Stains Hearing Site: Dallas, TX
21-02784	10/07/2022	Claimant(s): Fred Horrocks Claimant Lawyers(s): Dochtor Kennedy Respondent(s): MMLInvestors Services Respondent Lawyers(s): William P. Thornton Arbitrator(s): Thomas E Kopil Hearing Site: Philadelphia, PA
21-02537	06/30/2022	Claimant(s): Michael Muccio Claimant Lawyers(s): Dochtor Kennedy Respondent(s): MML Investors Services Respondent Lawyers(s): William P. Thornton Arbitrator(s): Gerard S. Marsan Hearing Site: Boston, MA
20-04000	03/28/2022	Claimant(s): Kevin Stokesbary Claimant Lawyers(s): Shannon McDougald Respondent(s): MML Investors Services Respondent Lawyers(s): William P. Thornton Arbitrator(s): William J. Bender, Steven Phillip Caplow, Jane Ann McKenzie Hearing Site: Seattle, WA
21-00642	08/25/2021	Claimant(s): Adam Way Claimant Lawyers(s): Zachary Hayes-Macaluso Respondent(s): MML Investors Services Respondent Lawyers(s): William P. Thornton Arbitrator(s): Hazel E. Hanley Hearing Site: Denver, CO
20-02844	07/22/2021	Claimant(s): Victor Iannelli Claimant Lawyers(s): Dochtor Kennedy Respondent(s): MML Investors Services Respondent Lawyers(s): William P. Thornton Arbitrator(s): Robert E. Anderson Hearing Site: Jersey City, NJ
20-03241	03/23/2021	Claimant(s): Stephen Wingard Claimant Lawyers(s): Stephan Louviere Respondent(s): MML Investors Services Respondent Lawyers(s): William P. Thornton Arbitrator(s): C. Sumpter Logan Hearing Site: Dallas, TX
19-03405	07/22/2020	Claimant(s): Casey Craig Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cambridge Investment Research., MML Investors Services Respondent Lawyers(s): Richard H. Kuhlman, William P. Thornton Arbitrator(s): Jane C. Carney Hearing Site: Washington, DC
19-02072	06/10/2020	Claimant(s): Justin Podbielski, Xochil Rivera Claimant Lawyers(s): Marc T. Miller Respondent(s): MML Investors Services Respondent Lawyers(s): William P. Thornton Arbitrator(s): Dale S. Cronnell, Samuel H. Chorches, Mark Stuart Gurevitz Hearing Site: Hartford, CT
19-01944	04/02/2020	Claimant(s): Gregory Pinto Claimant Lawyers(s): Stephan Louviere Respondent(s): MML Investors Services Respondent Lawyers(s): William P. Thornton Arbitrator(s): John Francis Markuns Hearing Site: Boston, MA