| 22-02697 | 10/06/2023 | Claimant(s): Edward Deicke
Claimant Lawyers(s): Kurt Kalberer
Respondent(s): National Securities Corporation, Prudential Equity Group
Respondent Lawyers(s): Emily A. Hayes, Jennifer E. Novoselsky
Arbitrator(s): Karen Isabel Bedrosian - Richardson
Hearing Site: New York, NY
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| 23-00222 | 10/05/2023 | Claimant(s): Eric Rapczyk
Claimant Lawyers(s): Seth N. Bursky
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily Hayes
Arbitrator(s): Matthew Fernandez Konigsberg, A. Rene Hollyer, Andrew Brindle
Hearing Site: New York, NY
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| 23-00221 | 09/28/2023 | Claimant(s): Eric Rapczyk
Claimant Lawyers(s): Craig Riha
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Joan Maxine Secofsky, Brian Ken Kawakami, Karen Isabel Bedrosian - Richardson
Hearing Site: New York, NY
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| 23-00219 | 09/22/2023 | Claimant(s): Joseph Gileno
Claimant Lawyers(s): Craig A. Riha
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Jill Pilgrim, Adam B. Lass, Elena Fast
Hearing Site: New York, NY
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| 23-00237 | 08/18/2023 | Claimant(s): Christopher Ortiz
Claimant Lawyers(s): Seth N. Bursky
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Madelyn A. Levy, Jeanne M. Keefe, Denise Sagua
Hearing Site: New York, NY
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| 22-00041 | 06/15/2023 | Claimant(s): James Devary
Claimant Lawyers(s): Orit Goldring
Respondent(s): National Securities Corporation, Forte Capital Group.
Respondent Lawyers(s): Seth N. Bursky, Steven E. Mellen
Arbitrator(s): Louis M. Parker, Marcia A. Herrmann, Renee Bryna Gerstman
Hearing Site: Phoenix, AZ
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| 22-00821 | 06/08/2023 | Claimant(s): William Braun
Claimant Lawyers(s): Zachary Morse
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Louis David Huss
Hearing Site: Boca Raton, FL
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| 22-02290 | 06/02/2023 | Claimant(s): Scott Fessler
Claimant Lawyers(s): Scott Darren Fessler
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Vicki Z. Holleman, Karen Isabel Bedrosian - Richardson, Miriam Goode
Hearing Site: New York, NY
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| 22-02477 | 06/02/2023 | Claimant(s): David Morgan
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Annamaria Boccia Smith, Maria Barry, John Lawniczak
Hearing Site: New York, NY
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| 22-01685 | 05/12/2023 | Claimant(s): Allan Babaian
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): National Securities Corporation, Joseph Stone Capital L.L.C.
Respondent Lawyers(s): Damian Maggio, Emily A. Hayes
Arbitrator(s): George G. Kurschner, David I. Stern, Philip Lindsay Bullen
Hearing Site: Boca Raton, FL
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