23-00547 | 11/06/2023 | Claimant(s): Ray Anthony San Pedro Claimant Lawyers(s): Craig A. Riha Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Denise L. Quarles, Michele S. Riley, Joanne Sari Feld Hearing Site: New York, NY
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23-00406 | 10/19/2023 | Claimant(s): Christopher Ortiz Claimant Lawyers(s): Craig A. Riha Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Leona Beane, Gerald M. Levine, Matthew Anthony Tenteromano Hearing Site: New York, NY
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23-00220 | 10/10/2023 | Claimant(s): David Hua Claimant Lawyers(s): Seth N. Bursky Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Jill Pilgrim, Leslie Conason, Lorraine Diane Mandel Hearing Site: New York, NY
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22-02697 | 10/06/2023 | Claimant(s): Edward Deicke Claimant Lawyers(s): Kurt Kalberer Respondent(s): National Securities Corporation, Prudential Equity Group Respondent Lawyers(s): Emily A. Hayes, Jennifer E. Novoselsky Arbitrator(s): Karen Isabel Bedrosian - Richardson Hearing Site: New York, NY
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23-00222 | 10/05/2023 | Claimant(s): Eric Rapczyk Claimant Lawyers(s): Seth N. Bursky Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily Hayes Arbitrator(s): Matthew Fernandez Konigsberg, A. Rene Hollyer, Andrew Brindle Hearing Site: New York, NY
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23-00221 | 09/28/2023 | Claimant(s): Eric Rapczyk Claimant Lawyers(s): Craig Riha Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Joan Maxine Secofsky, Brian Ken Kawakami, Karen Isabel Bedrosian - Richardson Hearing Site: New York, NY
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23-00219 | 09/22/2023 | Claimant(s): Joseph Gileno Claimant Lawyers(s): Craig A. Riha Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Jill Pilgrim, Adam B. Lass, Elena Fast Hearing Site: New York, NY
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23-00237 | 08/18/2023 | Claimant(s): Christopher Ortiz Claimant Lawyers(s): Seth N. Bursky Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Madelyn A. Levy, Jeanne M. Keefe, Denise Sagua Hearing Site: New York, NY
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22-00041 | 06/15/2023 | Claimant(s): James Devary Claimant Lawyers(s): Orit Goldring Respondent(s): National Securities Corporation, Forte Capital Group. Respondent Lawyers(s): Seth N. Bursky, Steven E. Mellen Arbitrator(s): Louis M. Parker, Marcia A. Herrmann, Renee Bryna Gerstman Hearing Site: Phoenix, AZ
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22-00821 | 06/08/2023 | Claimant(s): William Braun Claimant Lawyers(s): Zachary Morse Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Louis David Huss Hearing Site: Boca Raton, FL
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