| 14-00501 | 09/05/2014 | Claimant(s): Ian Cole
Claimant Lawyers(s): Ian Cole
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Jay Marc Israel
Arbitrator(s): Catherine Ladnier, Leona Beane, Edward W. Morris
Hearing Site: New York, NY
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| 13-00806 | 09/12/2013 | Claimant(s): National Securities Corporation
Claimant Lawyers(s): Jay M. Israel
Respondent(s): Cesar Rodriguez
Respondent Lawyers(s): Cesar Rodriguez
Arbitrator(s): Sondra Sellars
Hearing Site: Chicago, IL
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| 12-00752 | 05/01/2013 | Claimant(s): Michael Freeman
Claimant Lawyers(s): Michael Edgar Freeman
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Michael P. Gilmore
Arbitrator(s): Philip Levine, David Marcus, Peter L. Michaelson
Hearing Site: Newark, NJ
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| 09-06224 | 11/11/2010 | Claimant(s): National Securities Corporation
Claimant Lawyers(s): Mark Roth
Respondent(s): Derek Lopez
Respondent Lawyers(s): Derek Lopez
Arbitrator(s): Michael R. Mitchell
Hearing Site: Los Angeles, CA
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| 08-03088 | 01/27/2010 | Claimant(s): National Securities Corporation
Claimant Lawyers(s): Joshua A. Katz
Respondent(s): Richard Darquea
Respondent Lawyers(s): Richard Darquea
Arbitrator(s): Michael A. Levin, Robert A. Fabricant, Arthur L. Tepper
Hearing Site: Boca Raton, FL
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| 07-03514 | 12/14/2009 | Claimant(s): Chase Investment Services Corp.
Claimant Lawyers(s): Michael J. McAllister
Respondent(s): Dino Dionne-Tontchev, National Securities Corporation, National Asset Management., Worldwide Wealth Management Inc.
Respondent Lawyers(s): Dino Dionne, Jamie Diaz, Mark Roth
Arbitrator(s): John N. Polakas, Elaine D. Papas, Robert Bartels
Hearing Site: New York, NY
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| 08-00134 | 10/02/2008 | Claimant(s): National Securities Corporation
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Stephen Renaud
Respondent Lawyers(s): Stephen Arthur Renaud
Arbitrator(s): Doris Lindbergh
Hearing Site: New York, NY
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| 08-00135 | 08/06/2008 | Claimant(s): National Securities Corporation
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Ronald Cole
Respondent Lawyers(s): Ronald Stillman Cole
Arbitrator(s): Leonard M. Bakal
Hearing Site: New York, NY
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| 07-00401 | 06/24/2008 | Claimant(s): National Securities Corporation
Claimant Lawyers(s): Mark Roth
Respondent(s): Antonio Coladonato
Respondent Lawyers(s): Antonio Coladonato
Arbitrator(s): Larry A. Kimmel, Dorothy F. Gray, David N. Brainin
Hearing Site: New York, NY
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| 07-01121 | 12/04/2007 | Claimant(s): National Securities Corporation
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Jeffrey Leo
Respondent Lawyers(s): Jeffrey Christian Leo
Arbitrator(s): William A. Hohauser
Hearing Site: New York, NY
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