| 15-00226 | 07/13/2015 | Claimant(s): Gerald Sharpe, National Securities Corporation, Sharpco International
Claimant Lawyers(s): Paul A. Lieberman
Respondent(s): Michael Farrell
Respondent Lawyers(s): James Farrell
Arbitrator(s): Barbara Weisman
Hearing Site: Newark, NJ
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| 14-01496 | 05/18/2015 | Claimant(s): National Securities Corporation, Roger Monteforte
Claimant Lawyers(s): Timothy Feil
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Denise L. Quarles
Hearing Site: New York, NY
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| 14-00571 | 09/23/2014 | Claimant(s): Ian Cole
Claimant Lawyers(s): Ian S. Cole
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Jay M. Israel
Arbitrator(s): Ellyn S. Roth, Paul A Candeletti, Amy Jill Baranoff
Hearing Site: New York, NY
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| 14-00501 | 09/05/2014 | Claimant(s): Ian Cole
Claimant Lawyers(s): Ian Cole
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Jay Marc Israel
Arbitrator(s): Catherine Ladnier, Leona Beane, Edward W. Morris
Hearing Site: New York, NY
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| 13-00806 | 09/12/2013 | Claimant(s): National Securities Corporation
Claimant Lawyers(s): Jay M. Israel
Respondent(s): Cesar Rodriguez
Respondent Lawyers(s): Cesar Rodriguez
Arbitrator(s): Sondra Sellars
Hearing Site: Chicago, IL
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| 12-00752 | 05/01/2013 | Claimant(s): Michael Freeman
Claimant Lawyers(s): Michael Edgar Freeman
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Michael P. Gilmore
Arbitrator(s): Philip Levine, David Marcus, Peter L. Michaelson
Hearing Site: Newark, NJ
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| 09-06224 | 11/11/2010 | Claimant(s): National Securities Corporation
Claimant Lawyers(s): Mark Roth
Respondent(s): Derek Lopez
Respondent Lawyers(s): Derek Lopez
Arbitrator(s): Michael R. Mitchell
Hearing Site: Los Angeles, CA
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| 08-03088 | 01/27/2010 | Claimant(s): National Securities Corporation
Claimant Lawyers(s): Joshua A. Katz
Respondent(s): Richard Darquea
Respondent Lawyers(s): Richard Darquea
Arbitrator(s): Michael A. Levin, Robert A. Fabricant, Arthur L. Tepper
Hearing Site: Boca Raton, FL
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| 07-03514 | 12/14/2009 | Claimant(s): Chase Investment Services Corp.
Claimant Lawyers(s): Michael J. McAllister
Respondent(s): Dino Dionne-Tontchev, National Securities Corporation, National Asset Management., Worldwide Wealth Management Inc.
Respondent Lawyers(s): Dino Dionne, Jamie Diaz, Mark Roth
Arbitrator(s): John N. Polakas, Elaine D. Papas, Robert Bartels
Hearing Site: New York, NY
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| 08-00134 | 10/02/2008 | Claimant(s): National Securities Corporation
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Stephen Renaud
Respondent Lawyers(s): Stephen Arthur Renaud
Arbitrator(s): Doris Lindbergh
Hearing Site: New York, NY
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