Potomac Analytics' Logo

FINRA Awards for National Securities Corporation

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 91-100 out of 113 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0065712/10/2018Claimant(s): Thomas Kelly
Claimant Lawyers(s): Michael Bessette
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Joseph J. Arata
Hearing Site: New York, NY
18-0121710/26/2018Claimant(s): Vasilios Takos
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): National Securities Corporation, Continental Broker-Dealer Corp.
Respondent Lawyers(s): Emily Hayes, Michael Clements
Arbitrator(s): Harrison Johnson
Hearing Site: New York, NY
18-0106710/01/2018Claimant(s): Rushdi Zalatimo
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Pamela H. Roderick
Hearing Site: New York, NY
17-0339707/17/2018Claimant(s): Michael Schiavello
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): National Securities Corporation, Continental Broker-Dealer Corp.
Respondent Lawyers(s): Emily A. Hayes, Michael Clements
Arbitrator(s): William E. Nuckel
Hearing Site: New York, NY
17-0293206/15/2018Claimant(s): Mark Kolta
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Fred N. Knopf
Arbitrator(s): Veronica Ann Williams
Hearing Site: New York, NY
17-0069005/29/2018Claimant(s): Anthony Micele
Claimant Lawyers(s): John E Lawlor
Respondent(s): Donald Bianco, Jason Walsh, National Securities Corporation
Respondent Lawyers(s): Fred Knopf
Arbitrator(s): Susan E. Harkins, Eugene G. P. Byrne, Regina Waynes Joseph
Hearing Site: New York, NY
17-0292505/10/2018Claimant(s): Michael Fasciglione
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): National Securities Corporation, First Montauk Securities Corp., Josephthal & Co..
Respondent Lawyers(s): Fred N. Knopf, John T. McGuire, Robert I. Rabinowitz
Arbitrator(s): Jack Friedman
Hearing Site: New York, NY
16-0372410/05/2017Claimant(s): Rick Konecny
Claimant Lawyers(s): Rick Douglas Konecny
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Renan Sugarman
Arbitrator(s): Philip J. Glick
Hearing Site: Chicago, IL
16-0293603/24/2017Claimant(s): Christopher Vasquez
Claimant Lawyers(s): Christopher Vasquez
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Timothy Feil
Arbitrator(s): Sam Antar, John Nino Brenkovich, Regina Irena Arnold Mullen
Hearing Site: New York, NY
16-0011001/23/2017Claimant(s): National Securities Corporation, Roger Monteforte
Claimant Lawyers(s): Timothy Feil
Respondent(s): Michael Genovese
Respondent Lawyers(s): Michael Genovese
Arbitrator(s): Linda J. Baer
Hearing Site: New York, NY

113 Results

Display: