17-02733 | 04/13/2022 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing LL Claimant Lawyers(s): Tracy L. Gerber Respondent(s): Izhar Shefer Respondent Lawyers(s): Nera Shefer Arbitrator(s): Susanne J. Hollander, Lawrence Robert Gould, Joseph Michael Librie Hearing Site: Miami, FL
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18-03389 | 09/17/2021 | Claimant(s): SunTrust Investment Services. Claimant Lawyers(s): Andrew Froman Respondent(s): Roberto 'Tucker' Lopez Respondent Lawyers(s): Roberto Tucker Maria Lopez Arbitrator(s): Seth L. Finkel Hearing Site: Miami, FL
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18-04043 | 03/03/2020 | Claimant(s): Felipe Rodriguez Claimant Lawyers(s): Joshua B. Kons Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Patrick J. Mulligan Arbitrator(s): Susanne J. Hollander Hearing Site: Miami, FL
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18-02986 | 01/21/2020 | Claimant(s): Arturo Neto Claimant Lawyers(s): Harris Freedman Respondent(s): EFG Capital International Respondent Lawyers(s): Jonathan S. Robbins Arbitrator(s): Ronald F. Rohe, Michael Lau, Barry David Thorpe Hearing Site: Miami, FL
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18-04011 | 12/27/2019 | Claimant(s): Raymond, James & Associates. Claimant Lawyers(s): Ailen Cruz Respondent(s): Gregory Clark Respondent Lawyers(s): Gregory Dennis Clark Arbitrator(s): Michael Lau, Will Murphy, Brett Matthew Logan Hearing Site: Miami, FL
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18-03196 | 06/20/2019 | Claimant(s): Thomas Zur Claimant Lawyers(s): Harris Freedman Respondent(s): UBS Financial Services Inc., Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Joel M. Everest, Jonathan C. Schwartz Arbitrator(s): Will Murphy Hearing Site: Miami, FL
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18-03708 | 05/28/2019 | Claimant(s): Riad Shanawany Claimant Lawyers(s): Harris Freedman Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Gerry P. Giurato Arbitrator(s): Nancy J. Cliff Hearing Site: Miami, FL
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18-01742 | 04/17/2019 | Claimant(s): Eduardo Brender Claimant Lawyers(s): Joelle Simms Respondent(s): Morgan Stanley Respondent Lawyers(s): Christopher M. Sacco Arbitrator(s): Mark C. Perry Hearing Site: Miami, FL
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18-03479 | 04/08/2019 | Claimant(s): Alejandro Mendieta Claimant Lawyers(s): Benjamin J. Biard Respondent(s): Morgan Keegan & Company Respondent Lawyers(s): Brandy Pikus Arbitrator(s): Sidney J. Wartel Hearing Site: Miami, FL
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18-03482 | 04/02/2019 | Claimant(s): Alejandro Mendieta Claimant Lawyers(s): Benjamin J. Biard Respondent(s): Morgan Keegan & Company Respondent Lawyers(s): Brandy Pikus Arbitrator(s): Mark C. Perry Hearing Site: Miami, FL
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