14-00477 | 11/20/2014 | Claimant(s): Ilan Preis Claimant Lawyers(s): Henry L. Saurborn, Jr. Respondent(s): Chase Investment Services Corp. Respondent Lawyers(s): Walter A. Saurack Arbitrator(s): Fern Sue Reidman Hearing Site: New York, NY
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12-03916 | 11/14/2014 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Karen P. Gaster Respondent(s): Terrance Wilkerson Respondent Lawyers(s): Kevin S. Wiley, Jr. Arbitrator(s): James M. Tipton, Todd R. Gough, William A. Fynes Hearing Site: Dallas, TX
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12-03716 | 06/06/2013 | Claimant(s): Thomas Bartholomew Claimant Lawyers(s): Robert K. Jamieson Respondent(s): Charlotte Stone, Lindsey H. Perry, As Co-Trustee, Jr., William McCurry Respondent Lawyers(s): Robert Rex Arbitrator(s): William F. Glaser Hearing Site: Tampa, FL
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11-04425 | 09/25/2012 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Ross D. Carmel Respondent(s): James Ward, Jr. Respondent Lawyers(s): James Oather Ward Arbitrator(s): R. Phillip Reed, David B. Lacks, Matthew R. Salamon Hearing Site: Little Rock, AR
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10-01893 | 06/16/2011 | Claimant(s): Steven Smith Claimant Lawyers(s): Patricia L. Payne Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Joseph E. Gehring, Jr. Arbitrator(s): Robert Vaughan Cornish, Christopher M. McMurray, William E. Nelson Hearing Site: Washington, DC
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10-01900 | 06/14/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Andrew R. Park Respondent(s): Robert Isom Respondent Lawyers(s): John S. Pringle, Jr. Arbitrator(s): William H. Malloy Hearing Site: Columbia, SC
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08-01606 | 05/26/2009 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Nicole Stadelmaier Respondent(s): Gregory Ricker Respondent Lawyers(s): Grover S. Parnell, Jr. Arbitrator(s): Alan M. Schankel, Felix A. Meschini, John T. Hausladen Hearing Site: Philadelphia, PA
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