16-03277 | 07/28/2017 | Claimant(s): Thomas Kirk Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc., Prudential Equity Group Respondent Lawyers(s): Alan S. Brodherson, W. Preston Martin Arbitrator(s): Mark S. Foster Hearing Site: Wichita, KS
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16-03133 | 05/26/2017 | Claimant(s): Paul McIntyre Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Prudential Equity Group Respondent Lawyers(s): Alan S. Brodherson Arbitrator(s): Samuel L. McClaren Hearing Site: Denver, CO
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08-01182 | 05/29/2009 | Claimant(s): Thomas Moran Claimant Lawyers(s): Joshua S. Pinsky Respondent(s): Prudential Equity Group Respondent Lawyers(s): Kenneth Fuchs Arbitrator(s): David D. Cohen Hearing Site: Tampa, FL
| | Expungement |
08-01183 | 05/29/2009 | Claimant(s): Thomas Moran Claimant Lawyers(s): Joshua S. Pinsky Respondent(s): Prudential Equity Group Respondent Lawyers(s): Kenneth Fuchs Arbitrator(s): Hearing Site: Tampa, FL
| | Expungement |
07-03221 | 03/18/2009 | Claimant(s): Michael Vanin Claimant Lawyers(s): Valerie S. Carter Respondent(s): Wachovia Securities, Prudential Equity Group Respondent Lawyers(s): Barry J. Miller, Thomas J. Kavaler Arbitrator(s): Gerald H. Powers, Patricia Gatto Hechavarria, Evalyn Lipton Fishbein Hearing Site: Boston, MA
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05-06280 | 10/08/2008 | Claimant(s): Prudential Equity Group Claimant Lawyers(s): David W. Schmidt Respondent(s): Stanley Szymczyk Respondent Lawyers(s): Stephen A. Madoni Arbitrator(s): Salvatore A. Sciortino, James M. Goldberg, Karen J. Burneff Hearing Site: Los Angeles, CA
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06-02570 | 04/18/2008 | Claimant(s): Prudential Equity Group Claimant Lawyers(s): Erin A. Rowin Respondent(s): Chad Johnson Respondent Lawyers(s): Chad J. Johnson Arbitrator(s): Charles E. Martin Hearing Site: Dallas, TX
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03-03218 | 11/15/2007 | Claimant(s): Anthony Toran Claimant Lawyers(s): John E. Lawlor Respondent(s): Anthony Toran Jr., Prudential Equity Group Respondent Lawyers(s): Christopher Lewis, Stephen B. Wexler Arbitrator(s): Marion Yuen, Mitchell Jay Bayer, Ellen R. Badinelli Hearing Site: New York, NY
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07-02460 | 10/04/2007 | Claimant(s): Andrea Costello, Bryan Keane, David Shove, Gregg Kennedy, Howard Penney, James Bishop, James Lucier, James Reddington, Jason Gammel, John Tumazos, Katherine Styponias, Kevin Coleman, Kevin De Thomas, Lawrence Demaria, Lynne Theurer, Mark Kennedy, Mark Lipacis, Matthew Park, Nicholas Heymann, Richard Klugman, et al Claimant Lawyers(s): Timothy J. Dennin Respondent(s): Prudential Equity Group Respondent Lawyers(s): Janet A. Beer Arbitrator(s): Larry A. Kimmel, Cheryl Feldman, Thomas M. Amadio Hearing Site: New York, NY
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06-03902 | 08/14/2007 | Claimant(s): Nordo Nissi Claimant Lawyers(s): Thomas J. Gleason Respondent(s): Prudential Equity Group, Michael and Debra Kaufman Respondent Lawyers(s): Alan S. Brodherson, Michael Kaufman Arbitrator(s): Sylvia E. Green Hearing Site: Boston, MA
| | Expungement |