| 20-02552 | 11/27/2020 | Claimant(s): Ettore Ventrice, Noah Rubin
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Mark A Bilawsky
Hearing Site: Boca Raton, FL
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| 20-00371 | 11/20/2020 | Claimant(s): Marina Bulyguina
Claimant Lawyers(s): Joshua A. Katz
Respondent(s): EFG Capital International
Respondent Lawyers(s): Coren H. Stern
Arbitrator(s): Jason Allen Rosner
Hearing Site: Boca Raton, FL
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| 20-01126 | 11/12/2020 | Claimant(s): Riad Shanawany
Claimant Lawyers(s): Harris Freedman
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Robert Lawrence Ostrov
Hearing Site: Boca Raton, FL
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| 20-01784 | 11/12/2020 | Claimant(s): Terrence Singh
Claimant Lawyers(s): Terrence A. Singh
Respondent(s): Ally Invest Securities LLC
Respondent Lawyers(s): Kiran V. Somashekara
Arbitrator(s): Leslie L. Cooney
Hearing Site: Boca Raton, FL
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| 19-02747 | 10/30/2020 | Claimant(s): Vincent Luongo
Claimant Lawyers(s): Vincent John Luongo
Respondent(s): SunTrust Investment Services.
Respondent Lawyers(s): Josef Y. Rosen
Arbitrator(s): Barry David Thorpe, S. Ronald Daniels, Everett Scott Youngberg
Hearing Site: Boca Raton, FL
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| 20-01199 | 10/29/2020 | Claimant(s): Kevin Mcbarron
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Sagepoint Financial., SII Investments.
Respondent Lawyers(s): Eric A. Michaels, James V. Noblett
Arbitrator(s): Kimberly A. Gilmour
Hearing Site: Boca Raton, FL
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| 20-00955 | 10/27/2020 | Claimant(s): Juan Carlos Freile Franco
Claimant Lawyers(s): Coren H. Stern
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Omari L. Mason
Arbitrator(s): Carl Shechter
Hearing Site: Boca Raton, FL
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| 20-01003 | 10/09/2020 | Claimant(s): Rodger Shay
Claimant Lawyers(s): Harris Freedman
Respondent(s): Austin Atlantic Capital Inc.
Respondent Lawyers(s): Kevin A. Rowe
Arbitrator(s): James W. Geiger
Hearing Site: Boca Raton, FL
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| 20-01149 | 09/28/2020 | Claimant(s): Alisa Jaffe
Claimant Lawyers(s): Cory S. Zadanosky
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Kimberly J. Gustafson
Arbitrator(s): Kimberly A. Gilmour
Hearing Site: Boca Raton, FL
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| 20-00996 | 09/17/2020 | Claimant(s): Joshua Garrett
Claimant Lawyers(s): Harris Freedman
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): Kathryn D. Perreault
Arbitrator(s): Edward R. Niederriter
Hearing Site: Boca Raton, FL
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