Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-00735 | 12/21/2020 | Claimant(s): Daniel Shannon Claimant Lawyers(s): Michael A. Gross Respondent(s): M Holdings Securities. Respondent Lawyers(s): Amir Tadjedin Arbitrator(s): Edward R. Niederriter Hearing Site: Boca Raton, FL | ||
| 20-01273 | 12/18/2020 | Claimant(s): PHILIP JORDAN Claimant Lawyers(s): Cory S. Zadanosky Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Edward R. Niederriter Hearing Site: Boca Raton, FL | ||
| 19-03309 | 12/17/2020 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Craig Stein Respondent(s): James Steigerwald Respondent Lawyers(s): Richard L. Richards Arbitrator(s): Steven Gerard Goerke Hearing Site: Boca Raton, FL | ||
| 20-01608 | 12/17/2020 | Claimant(s): James Springer Claimant Lawyers(s): Nisha S. Wright Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Robert S. Natiss, Kimberly A. Gilmour, Marie G. Peterson Hearing Site: Boca Raton, FL | ||
| 20-01453 | 12/15/2020 | Claimant(s): Christopher Facka Claimant Lawyers(s): Harris Freedman Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Patricia E. Cowart Arbitrator(s): Mark A Bilawsky Hearing Site: Boca Raton, FL | ||
| 20-01995 | 12/10/2020 | Claimant(s): Jay Fischer Claimant Lawyers(s): Debra A. Jenks Respondent(s): Securian Financial Services. Respondent Lawyers(s): Richard J. Babnick Arbitrator(s): Mark A Bilawsky Hearing Site: Boca Raton, FL | ||
| 20-01530 | 12/09/2020 | Claimant(s): RONALD RADNER Claimant Lawyers(s): Edward G. Winsman Respondent(s): Edward Jones Respondent Lawyers(s): Wesley Holston Arbitrator(s): Louis David Huss Hearing Site: Boca Raton, FL | ||
| 20-01610 | 12/07/2020 | Claimant(s): James Springer Claimant Lawyers(s): Nisha S. Wright Respondent(s): The Huntington Investment Company Respondent Lawyers(s): Paul R. Harris Arbitrator(s): David P. Slater, Kimberly A. Gilmour, Rosemarie Elizabeth Stoffo Hearing Site: Boca Raton, FL | ||
| 20-01476 | 12/03/2020 | Claimant(s): Kevin Wolf Claimant Lawyers(s): Bruce W. Barnes Respondent(s): Prudential Equity Group Respondent Lawyers(s): Jennifer E. Novoselsky Arbitrator(s): Leslie L. Cooney Hearing Site: Boca Raton, FL | ||
| 20-01462 | 11/30/2020 | Claimant(s): Timothy Atyeo Claimant Lawyers(s): Cory Zadanosky Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): John T. McGuire Arbitrator(s): Randy R Freedman Hearing Site: Boca Raton, FL |