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FINRA Awards for Richard L. Richards

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0330912/17/2020Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Craig Stein
Respondent(s): James Steigerwald
Respondent Lawyers(s): Richard L. Richards
Arbitrator(s): Steven Gerard Goerke
Hearing Site: Boca Raton, FL

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