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FINRA Awards for Boca Raton, FL

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Displaying 171-180 out of 622 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0195103/26/2021Claimant(s): Peter Bobolia
Claimant Lawyers(s): Harris Freedman
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Will Murphy
Hearing Site: Boca Raton, FL
20-0254303/24/2021Claimant(s): Christopher Conness
Claimant Lawyers(s): Harris Freedman
Respondent(s): G.F. Investment Services
Respondent Lawyers(s): Larry W. Yager
Arbitrator(s): Barry David Thorpe
Hearing Site: Boca Raton, FL
20-0179003/23/2021Claimant(s): Vincent Bonavia
Claimant Lawyers(s): Harris Freedman
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Shipra Rege
Arbitrator(s): Leslie L. Cooney
Hearing Site: Boca Raton, FL
20-0198103/12/2021Claimant(s): Andrew Lerner
Claimant Lawyers(s): Cory S. Zadanosky
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Justin D. Dickinson
Arbitrator(s): Carl Shechter
Hearing Site: Boca Raton, FL
20-0202403/11/2021Claimant(s): JOHN SWAINE
Claimant Lawyers(s): Robert W. Pearce
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Seth L. Finkel
Hearing Site: Boca Raton, FL
20-0188703/09/2021Claimant(s): Alexandre Braune
Claimant Lawyers(s): Harris Freedman
Respondent(s): Brickell Global Markets.
Respondent Lawyers(s): Christian R. Batalha
Arbitrator(s): David P. Slater
Hearing Site: Boca Raton, FL
20-0327302/26/2021Claimant(s): NYLife Securities LLC, New York Life Insurance Company
Claimant Lawyers(s): Richard F. Lubarsky
Respondent(s): Gina Adly
Respondent Lawyers(s): Gina Adly
Arbitrator(s): John Richard Lynch
Hearing Site: Boca Raton, FL
19-0338502/23/2021Claimant(s): NewBridge Securities Corp.
Claimant Lawyers(s): Gregg J. Breitbart
Respondent(s): Gaetano Magarelli
Respondent Lawyers(s): Gaetano Magarelli
Arbitrator(s): Herbert Branitsky
Hearing Site: Boca Raton, FL
20-0179402/23/2021Claimant(s): Vincent Bonavia
Claimant Lawyers(s): Harris Freedman
Respondent(s): Valmark Securities.
Respondent Lawyers(s): Benjamin J. Biard
Arbitrator(s): James W. Geiger
Hearing Site: Boca Raton, FL
20-0129202/22/2021Claimant(s): Andrew Goldberg
Claimant Lawyers(s): Daniel D'Costa
Respondent(s): Metlife Securities.
Respondent Lawyers(s): Martin Harris
Arbitrator(s): Mark A Bilawsky
Hearing Site: Boca Raton, FL

622 Results

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