| 23-00710 | 02/02/2024 | Claimant(s): Mark Schrader
Claimant Lawyers(s): Craig A. Riha
Respondent(s): Citicorp Investment Services
Respondent Lawyers(s): Rosemary Francavilla
Arbitrator(s): Denise L. Quarles, Eila Matt, Peter E. Gillespie
Hearing Site: New York, NY
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| 21-02124 | 04/25/2022 | Claimant(s): Mearu Takatsu
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Wells Fargo Investments, TD Ameritrade., Citicorp Investment Services
Respondent Lawyers(s): Adam Kauff, Bryce Cullinane, Valerie Holder
Arbitrator(s): Daniel M. Yamshon
Hearing Site: San Francisco, CA
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| 20-03071 | 11/10/2021 | Claimant(s): Mathew Schweifler
Claimant Lawyers(s): Avi Rosenfeld
Respondent(s): Citicorp Investment Services
Respondent Lawyers(s): Rosemary Francavilla
Arbitrator(s): Mary Margaret Bush
Hearing Site: San Francisco, CA
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| 20-02654 | 08/06/2021 | Claimant(s): Margaret Rivera
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citicorp Investment Services
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Karen Isabel Bedrosian - Richardson
Hearing Site: New York, NY
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| 20-02730 | 07/07/2021 | Claimant(s): Everest Wong
Claimant Lawyers(s): Chelsea Masters
Respondent(s): Citicorp Investment Services
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Ann Elizabeth Sarli
Hearing Site: San Francisco, CA
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| 20-03194 | 04/29/2021 | Claimant(s): Charles Miller
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Wells Fargo Clearing Services, Banc of America Investment Services Inc., Citicorp Investment Services
Respondent Lawyers(s): Adam Kauff, Demian J. Betz, Kathryn D. Perreault
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: Boca Raton, FL
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| 18-00278 | 10/16/2018 | Claimant(s): Christopher Faggioni
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citicorp Investment Services
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Sandra J. Mullings
Hearing Site: New York, NY
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| 17-00933 | 01/09/2018 | Claimant(s): Suzanne Nitzberg
Claimant Lawyers(s): Suzanne Hillary Nitzberg
Respondent(s): Citicorp Investment Services
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Anthony Michael Sabino
Hearing Site: New York, NY
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| 09-07095 | 09/14/2010 | Claimant(s): Eric Weinstein
Claimant Lawyers(s): Eric Lawrence Weinstein
Respondent(s): Citicorp Investment Services
Respondent Lawyers(s): Patricia A. Fitzpatrick
Arbitrator(s): Howard D. Jacob
Hearing Site: New York, NY
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| 07-00889 | 05/05/2008 | Claimant(s): Edward O'Brien
Claimant Lawyers(s): Robert Bertsch
Respondent(s): Citigroup Global Markets., Citicorp Investment Services, Citigroup.
Respondent Lawyers(s): Jill Rosenberg
Arbitrator(s): Michael E. Curan, J. Martin McDonough, Thomas Naylor
Hearing Site: New York, NY
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