Potomac Analytics' Logo

FINRA Awards for Citicorp Investment Services

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0293312/27/2012Claimant(s): Andrew Kontos and Kathy Kontos
Claimant Lawyers(s): Andrew Kontos
Respondent(s): David Noble, Lynn Kidd, Citicorp Investment Services
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Elena G. Rodriguez, Daniel Joseph Chiodo, Mark A Bilawsky
Hearing Site: Boca Raton, FL
Checkmark Icon$0
10-0058509/28/2010Claimant(s): John Amoghlian
Claimant Lawyers(s): John Amoghlian
Respondent(s): Christina Simpson, Citicorp Investment Services
Respondent Lawyers(s): Artur M. Wlazlo
Arbitrator(s): Kendall C. Reed
Hearing Site: Los Angeles, CA
Checkmark Icon$175
08-0280910/20/2009Claimant(s): Isidore Mayrock, General Partner of REI
Claimant Lawyers(s): David A. Weintraub
Respondent(s): Citigroup Global Markets., Citicorp Investment Services
Respondent Lawyers(s): David J. Butler
Arbitrator(s): J. Martin McDonough, Frank Irizarry, Bernard A. Friedman
Hearing Site: New York, NY
Checkmark Icon$754,000
07-0256302/14/2008Claimant(s): Estate of Alvinett Neidhart
Claimant Lawyers(s): Pamela Neidhart-Ring
Respondent(s): Scotty Schoettlin, Citicorp Investment Services
Respondent Lawyers(s): Douglas B. Appel, Scotty Schoettlin
Arbitrator(s): Benjamin F. Breslauer
Hearing Site: Los Angeles, CA
Checkmark Icon$17,795

4 Results

Display: