22-00529 | 09/26/2022 | Claimant(s): Nathan Kinzinger Claimant Lawyers(s): Michael P. Tomlinson Respondent(s): Northwestern Mutual Investment Services Respondent Lawyers(s): Thomas K. Anderson Arbitrator(s): Mitchell Lee Marinello, Leonard Arthur Nelson, Lynn Hirschfeld Brahin Hearing Site: Chicago, IL
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22-00585 | 09/26/2022 | Claimant(s): Keith Steidle Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Northwestern Mutual Investment Services Respondent Lawyers(s): Thomas K. Anderson Arbitrator(s): Annamaria Boccia Smith Hearing Site: Jersey City, NJ
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21-01933 | 03/16/2022 | Claimant(s): Aubrey Rosser III Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Northwestern Mutual Investment Respondent Lawyers(s): Thomas K. Anderson Arbitrator(s): Richard P. Regan Hearing Site: Washington, DC
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21-01097 | 01/31/2022 | Claimant(s): Kurt Van Dyken, Ronald Bullis Claimant Lawyers(s): Harris Freedman Respondent(s): Northwestern Mutual Investment Services, Respondent Lawyers(s): Thomas K. Anderson Arbitrator(s): Tracy L. Allen Hearing Site: Detroit, MI
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21-00206 | 12/07/2021 | Claimant(s): Claudio Gambin Neto Claimant Lawyers(s): Harris Freedman Respondent(s): Northwestern Mutual Investment Services, Respondent Lawyers(s): Thomas K. Anderson Arbitrator(s): Stuart K. Furman Hearing Site: Orlando, FL
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20-02130 | 05/07/2021 | Claimant(s): John Distefano Claimant Lawyers(s): Jennifer Farrar Respondent(s): Northwestern Mutual Investment Services, Respondent Lawyers(s): Thomas K. Anderson Arbitrator(s): Robert S. Baran Hearing Site: Kansas City, MO
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20-01992 | 04/22/2021 | Claimant(s): Christopher Wright Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): Northwestern Mutual Investment Services Respondent Lawyers(s): Thomas K. Anderson Arbitrator(s): Kim L. Kirn Hearing Site: St. Louis, MO
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20-01838 | 02/04/2021 | Claimant(s): James Peters Claimant Lawyers(s): Zachary T. Hayes-Macaluso Respondent(s): Centaurus Financial., Northwestern Mutual Investment Services Respondent Lawyers(s): Michael Thomas West, Thomas K. Anderson Arbitrator(s): Andrew M. Mintzer Hearing Site: Los Angeles, CA
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20-01623 | 02/01/2021 | Claimant(s): Adam Way Claimant Lawyers(s): Zachary T. Hayes-Macaluso Respondent(s): Northwestern Mutual Investment Services Respondent Lawyers(s): Thomas K. Anderson Arbitrator(s): Donald N. Tolin Hearing Site: Denver, CO
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20-01215 | 12/16/2020 | Claimant(s): Michael Schwartz Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Northwestern Mutual Investment Services, Respondent Lawyers(s): Thomas K. Anderson Arbitrator(s): Alice E. Winkler Hearing Site: New York, NY
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