Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-04357 | 11/25/2019 | Claimant(s): Jeffrey Damasco Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Howard D. Jacob Hearing Site: New York, NY | ||
| 19-00353 | 11/13/2019 | Claimant(s): Peter Klein Claimant Lawyers(s): David J. Butler Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Richard W. Cutler, Howard D. Jacob, Emily M. Altman Hearing Site: New York, NY | ||
| 19-00660 | 10/11/2019 | Claimant(s): Bryan Cummings Claimant Lawyers(s): Irwin Weltz Respondent(s): UBS Securities LLC Respondent Lawyers(s): Christine M. Fitzgerald Arbitrator(s): Howard D. Jacob Hearing Site: New York, NY | ||
| 19-01211 | 08/19/2019 | Claimant(s): Bryan Stephens Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Howard D. Jacob Hearing Site: New York, NY | ||
| 18-00946 | 11/01/2018 | Claimant(s): Edward Glenn Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Howard D. Jacob Hearing Site: New York, NY | ||
| 18-01857 | 10/31/2018 | Claimant(s): Gordon Glener Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Howard D. Jacob Hearing Site: New York, NY | ||
| 17-03156 | 10/26/2018 | Claimant(s): Jason Sanders Claimant Lawyers(s): Adam Kauff Respondent(s): Chase Investment Services Corp., J.P. Morgan Securities Respondent Lawyers(s): Thomas J. Cahill Arbitrator(s): Howard D. Jacob Hearing Site: New York, NY | ||
| 18-00289 | 09/05/2018 | Claimant(s): Andrew Brief Claimant Lawyers(s): Eric Litow Respondent(s): Kestra Investment Services Respondent Lawyers(s): Michael Pedlow Arbitrator(s): Howard D. Jacob Hearing Site: New York, NY | ||
| 17-03199 | 08/28/2018 | Claimant(s): Kevin Golden Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Hornblower & Weeks. Respondent Lawyers(s): Eric Ellenhorn Arbitrator(s): Howard D. Jacob Hearing Site: New York, NY | ||
| 17-02416 | 08/01/2018 | Claimant(s): Jeffrey Cohen, Randy Siller Claimant Lawyers(s): Janene Marasciullo Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Michael W. Arnold Arbitrator(s): Howard D. Jacob Hearing Site: New York, NY |