Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-03080 | 02/05/2021 | Claimant(s): Jeffrey Burton Claimant Lawyers(s): Clayton B. McCullough Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Stephen M. Cox Arbitrator(s): John P. Cullem, Richard S. Zaifert, Christopher Cecil Lamb Hearing Site: Columbia, SC | ||
| 20-01153 | 12/17/2020 | Claimant(s): Ricky Higgins Claimant Lawyers(s): Dochtor Kennedy Respondent(s): First Heartland Capital., Proequities. Respondent Lawyers(s): Jeanne A. Jehle, Katie M. Kimbrell Arbitrator(s): Richard S. Zaifert Hearing Site: Columbia, SC | ||
| 20-00621 | 11/24/2020 | Claimant(s): Woodford Mooers Claimant Lawyers(s): Michelle Atlas Respondent(s): Morgan Stanley Respondent Lawyers(s): Ethan Weinberg Arbitrator(s): Mimi B. Osiason Hearing Site: Columbia, SC | ||
| 20-01449 | 11/20/2020 | Claimant(s): EDWIN WAINGART Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Keegan & Company Respondent Lawyers(s): Robert Rudnicki Arbitrator(s): John P. Cullem Hearing Site: Columbia, SC | ||
| 20-00902 | 10/27/2020 | Claimant(s): Michael Pearson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Christy Boardman Arbitrator(s): Michael J. Ahlstrom Hearing Site: Columbia, SC | ||
| 20-02017 | 09/22/2020 | Claimant(s): Janney Montgomery Scott LLC Claimant Lawyers(s): Jill B. Clarke Respondent(s): Jack Griffith Respondent Lawyers(s): Jack W. Griffith Arbitrator(s): Maurice M. Feller Hearing Site: Columbia, SC | ||
| 20-00771 | 09/18/2020 | Claimant(s): Noel Swain Claimant Lawyers(s): Brian Luther Respondent(s): Transamerica Financial Advisors. Respondent Lawyers(s): Susan D. Duff Arbitrator(s): Gary E. Marcus Hearing Site: Columbia, SC | ||
| 19-00657 | 08/03/2020 | Claimant(s): Lawrence Mickle Claimant Lawyers(s): Joshua A Katz Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Stephen M. Cox Arbitrator(s): Michael J. Ahlstrom, Christopher Cecil Lamb, Janice Helsley Blach Hearing Site: Columbia, SC | ||
| 20-00348 | 06/30/2020 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Renan I. Sugarman Respondent(s): Frank Mebane Respondent Lawyers(s): Frank Noel Mebane Arbitrator(s): Maurice M. Feller Hearing Site: Columbia, SC | ||
| 19-03527 | 06/26/2020 | Claimant(s): Eric Morris Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Scott & Stringfellow Respondent Lawyers(s): Christina M. Hill Arbitrator(s): Stuart K. Furman Hearing Site: Columbia, SC |