FINRA Awards for Debra A. Jenks

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Displaying 11-18 out of 18 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
18-04136	12/11/2019	Claimant(s): Robin Davis Claimant Lawyers(s): Debra A. Jenks Respondent(s): Kovack Securities Inc Respondent Lawyers(s): Amy S. Towle Arbitrator(s): Richard W. Epstein Hearing Site: Boca Raton, FL
17-02539	03/16/2018	Claimant(s): Norman Schlismann Claimant Lawyers(s): Debra A. Jenks Respondent(s): Mesirow Financial. Respondent Lawyers(s): Jeffrey Levine Arbitrator(s): Leonard Arthur Nelson Hearing Site: Chicago, IL
16-01718	12/18/2017	Claimant(s): Suntrust Robinson Humphrey. Claimant Lawyers(s): Frederick S. Schrils Respondent(s): William Blair & Company L.L.C., Calton & Associates. Respondent Lawyers(s): Debra A. Jenks, George L. Guerra Arbitrator(s): David C. Matthews, Oliver J. Janney, James Schoenbeck Hearing Site: Tampa, FL
16-03723	08/16/2017	Claimant(s): Ricardo Latta Claimant Lawyers(s): Debra A. Jenks Respondent(s): Kovack Securities Inc. Respondent Lawyers(s): Amy Towle Arbitrator(s): Howard N. Kahn, Gary M. Landau, David Rich Hearing Site: Boca Raton, FL
16-03542	06/27/2017	Claimant(s): Michael Newton Claimant Lawyers(s): Debra A. Jenks Respondent(s): Kovack Securities Inc. Respondent Lawyers(s): Amy Towle Arbitrator(s): Steven N. Ainbinder, Will Murphy, Tina Scott Polsky Hearing Site: Boca Raton, FL
16-01150	09/01/2016	Claimant(s): Daniel Rosenberg Claimant Lawyers(s): Debra A. Jenks Respondent(s): Transamerica Financial Advisors Respondent Lawyers(s): Susan D. Duff Arbitrator(s): Steven R. Reininger, Stephen Kahane, David Rich Hearing Site: Boca Raton, FL
14-00079	08/05/2015	Claimant(s): Cor Clearing LLC Claimant Lawyers(s): Bruce W. Barnes Respondent(s): David Jarvis Respondent Lawyers(s): Debra A. Jenks Arbitrator(s): Carole M. Crosby, Richard J. Fuller, Daniel B. Daugherty Hearing Site: Tampa, FL
13-00676	05/15/2014	Claimant(s): Richard Fusari Claimant Lawyers(s): Richard Fusari Respondent(s): Klaus Siepmann, Robert Mather, Allied Beacon Partners. Respondent Lawyers(s): Debra A. Jenks Arbitrator(s): Gary L. Hodge, Russell W. Merriman, John Frank Bauder Hearing Site: Tampa, FL