| 22-02508 | 06/16/2023 | Claimant(s): Anouchka Balog
Claimant Lawyers(s): Samantha Pastor
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
| | |
| 20-03838 | 03/08/2023 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing
Claimant Lawyers(s): Bruce Lewitas
Respondent(s): Antoine Souma
Respondent Lawyers(s): Jeffrey K. Riffer
Arbitrator(s): Robert D. Sussin, Michael Craig Ditty, Elisabeth Celeste Camaur Crampton
Hearing Site: Los Angeles, CA
| | |
| 22-00541 | 09/15/2022 | Claimant(s): Christian Maeder
Claimant Lawyers(s): Sarah Ali Burroughs
Respondent(s): Edward Jones
Respondent Lawyers(s): Melanie L. Ronen
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
| | |
| 21-00526 | 06/09/2022 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Peter S. Fruin
Respondent(s): Andrew Stout, Andrew Waldbaum, Christopher Horner, Kenneth Robbins, Lisa Detanna, Michelle Moore, Raymond James Trust, N.A.
Respondent Lawyers(s): Hayden Adams, Peter S. Fruin
Arbitrator(s): Robert D. Sussin, George Herman Frisch, Leslie Marie Hopp
Hearing Site: Los Angeles, CA
| | |
| 21-01895 | 03/02/2022 | Claimant(s): Larry Law
Claimant Lawyers(s): Benjamin Winograd
Respondent(s): JRL Capital Corporation
Respondent Lawyers(s): L.R. Law
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
| | |
| 21-01382 | 01/21/2022 | Claimant(s): James McCoy, Joshua McCoy
Claimant Lawyers(s): Zachary Morse
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
| | |
| 21-00747 | 11/08/2021 | Claimant(s): Zheng Qu
Claimant Lawyers(s): Erika Binnix
Respondent(s): Transamerica Financial Advisors.
Respondent Lawyers(s): Susan D. Duff
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
| | |
| 20-02009 | 06/23/2021 | Claimant(s): Anita Daguilar
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
| | |
| 19-03303 | 05/10/2021 | Claimant(s): Eric Silvestre
Claimant Lawyers(s): Harris Freedman
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
| | |
| 20-02990 | 03/05/2021 | Claimant(s): Troy Tremblay
Claimant Lawyers(s): Bentley P. Stansbury
Respondent(s): Centaurus Financial.
Respondent Lawyers(s): Mike West
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
| | |
