| 23-01838 | 05/16/2024 | Claimant(s): Scott Brantingson, Monocacy Wealth Partners LLC
Claimant Lawyers(s): Paul D. Flack
Respondent(s): Nicole Sennett, Sennett & Associates Wealth Group Ltd
Respondent Lawyers(s): Leigh Ann Buziak
Arbitrator(s): Laura A. Kaster, Kurt Birchler, Margaret F Creed
Hearing Site: Philadelphia, PA
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| 24-00207 | 05/08/2024 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Sara Soto
Respondent(s): Robert Boyer
Respondent Lawyers(s): Robert Anthony Boyer
Arbitrator(s): Mark H. Stein
Hearing Site: Philadelphia, PA
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| 23-02764 | 05/08/2024 | Claimant(s): Robert Manning
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets., Morgan Stanley
Respondent Lawyers(s): Adam Kauff, Trae D. Meyr
Arbitrator(s): Carol H. Gold
Hearing Site: Philadelphia, PA
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| 23-03002 | 05/08/2024 | Claimant(s): Francis Lojewski
Claimant Lawyers(s): James P. Galvin
Respondent(s): Nationwide Securities
Respondent Lawyers(s): Daniela Paez
Arbitrator(s): Carol H. Gold
Hearing Site: Philadelphia, PA
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| 23-03462 | 04/25/2024 | Claimant(s): Kovack Securities Inc
Claimant Lawyers(s): Amy Towle
Respondent(s): Hans Sharma
Respondent Lawyers(s): Hans R. Sharma
Arbitrator(s): Jim Geiger
Hearing Site: Philadelphia, PA
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| 23-03051 | 04/19/2024 | Claimant(s): Sanford C. Bernstein & Co., AllianceBernstein, L.P.
Claimant Lawyers(s): Christopher C. Coss
Respondent(s): Charles Lynch, Elijah Dornstreich, UBS Financial Services Inc., Ryan DePaul
Respondent Lawyers(s): Gary J. Lieberman, James L. Komie
Arbitrator(s): Richard Lewis Zack, Colin Bell, Hope A. Comisky
Hearing Site: Philadelphia, PA
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| 23-00446 | 04/10/2024 | Claimant(s): Michael Nolan
Claimant Lawyers(s): Todd Gutfleisch
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Kevin B. Leblang
Arbitrator(s): Edward Turner Borer, Paul J. Leis, Peter George Erdely
Hearing Site: Philadelphia, PA
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| 20-03738 | 03/21/2024 | Claimant(s): Michael Resch, Robert Galbreath, William Galbreath
Claimant Lawyers(s): Marc Seldin Rosen
Respondent(s): Anthony Stanley, Northwestern Mutual Investment Services
Respondent Lawyers(s): Jeffrey J. Chomko, Liam O'Brien
Arbitrator(s): Dolores E Trojak, John James McGovern, Peter John Maurice Forbes
Hearing Site: Philadelphia, PA
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| 23-01293 | 03/15/2024 | Claimant(s): Nico Sethi
Claimant Lawyers(s): Everett Pritchard
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn D. Perreault
Arbitrator(s): George Forest Bingham
Hearing Site: Philadelphia, PA
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| 23-02529 | 03/14/2024 | Claimant(s): Peter Blok
Claimant Lawyers(s): Benjamin J. Biard
Respondent(s): Grove Point Investments
Respondent Lawyers(s): Matt Winterhalter
Arbitrator(s): Louis P. Wagman, Leo J. Karwejna, Thomas R Nathan
Hearing Site: Philadelphia, PA
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