Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-00392 | 06/09/2020 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Alan S. Brodherson Respondent(s): Deependra Logani Respondent Lawyers(s): Deegendra Kumar Logani Arbitrator(s): John J. Jordan Hearing Site: Philadelphia, PA | ||
| 19-03261 | 05/14/2020 | Claimant(s): Gary Plessl, Kevin Houser Claimant Lawyers(s): Brandon M. Taaffe Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon Kaplan Arbitrator(s): John J. Jordan, Dale A. Pope, Stephen J. Scherf Hearing Site: Philadelphia, PA | ||
| 19-03300 | 03/25/2020 | Claimant(s): Terrence Fant Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Robert Rudnicki Arbitrator(s): Louis P. Wagman Hearing Site: Philadelphia, PA | ||
| 18-04350 | 03/19/2020 | Claimant(s): Mary Wagner Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Jim Geiger Hearing Site: Philadelphia, PA | ||
| 19-01025 | 03/12/2020 | Claimant(s): Anthony Lubrano Claimant Lawyers(s): Joel S. Forman Respondent(s): AXA Advisors Respondent Lawyers(s): Eileen Stassa Arbitrator(s): Carol H. Gold Hearing Site: Philadelphia, PA | ||
| 19-02124 | 02/07/2020 | Claimant(s): Marc Goldberg Claimant Lawyers(s): Joel Wertman Respondent(s): The Investment Center. Respondent Lawyers(s): Douglas A. Wright Arbitrator(s): Glenn J. Hansen, Thomas Benjamin Salzer, Timothy Towles Stevens Hearing Site: Philadelphia, PA | ||
| 19-01835 | 01/14/2020 | Claimant(s): Richard Wesselt Claimant Lawyers(s): Dochtor Kennedy Respondent(s): SA Stone Wealth Management Inc. Respondent Lawyers(s): Craig L. Hymowitz Arbitrator(s): Julie K. Chapin Hearing Site: Philadelphia, PA | ||
| 18-01977 | 11/01/2019 | Claimant(s): Richard Wesselt Claimant Lawyers(s): Dochtor Kennedy Respondent(s): SA Stone Wealth Management Inc. Respondent Lawyers(s): Craig Hymowitz Arbitrator(s): Louis P. Wagman Hearing Site: Philadelphia, PA | ||
| 19-00104 | 10/16/2019 | Claimant(s): John Novak Claimant Lawyers(s): Dochtor Kennedy Respondent(s): MML Investors Services Respondent Lawyers(s): William P. Thornton Arbitrator(s): Hearing Site: Philadelphia, PA | ||
| 18-02103 | 10/11/2019 | Claimant(s): Lester Hardley Claimant Lawyers(s): Lester Efrem Hardley Respondent(s): Nicholas Mingone, Citizens Securities. Respondent Lawyers(s): Geoffrey W. Millsom Arbitrator(s): Gregory Hunter Mathews Hearing Site: Philadelphia, PA |