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FINRA Awards for Omar Perez

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Displaying 21-30 out of 106 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0186711/29/2022Claimant(s): Jason Dworak
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Gregory G. Gocek
Hearing Site: Omaha, NE
22-0172611/08/2022Claimant(s): Brent Lane
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Atlanta, GA
20-0241210/21/2022Claimant(s): Richard Vincent
Claimant Lawyers(s): Thomas McEvoy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Joan M. Traub
Hearing Site: New York, NY
22-0036508/10/2022Claimant(s): Alexander Ladage
Claimant Lawyers(s): Melissa J. Gworek
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Robert C. Rice
Hearing Site: Houston, TX
20-0267807/22/2022Claimant(s): Brian Mulvey
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): John Francis Markuns
Hearing Site: Boston, MA
21-0120406/16/2022Claimant(s): William Stockum
Claimant Lawyers(s): David I Hantman
Respondent(s): Morgan Stanley, UBS Financial Services Inc.
Respondent Lawyers(s): Jeffrey P. Palmer, Omar Perez
Arbitrator(s): Louis J. Weber
Hearing Site: Dallas, TX
22-0067906/09/2022Claimant(s): Andrew Oconnell, Brant Ferguson, Cory Durham
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): David A. Schuler
Hearing Site: Dallas, TX
21-0295202/25/2022Claimant(s): Alejandro Gonzalez
Claimant Lawyers(s): Thomas M. McHugh
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Mark A Bilawsky
Hearing Site: Boca Raton, FL
21-0123302/15/2022Claimant(s): Robert Clevenger Jr.
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): G. Maynard Green
Hearing Site: Houston, TX
21-0292302/07/2022Claimant(s): Gregory Kadet
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Thomas J. Patka
Hearing Site: Tampa, FL

106 Results

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