20-03866 | 02/07/2022 | Claimant(s): Arun Kumar Claimant Lawyers(s): Blaine Bortnick Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Jill L. Rosenberg Arbitrator(s): Catherine Ladnier, Daniel Robbins, Andrew Daniel Levine Hearing Site: New York, NY
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15-00837 | 03/31/2016 | Claimant(s): Maxim Group LLC Claimant Lawyers(s): Ian H. Hummel Respondent(s): Prism Technologies Respondent Lawyers(s): Bonnie M. Boryca Arbitrator(s): Catherine Ladnier, Alice J. P. Lee-Getman, Annamaria Boccia Smith Hearing Site: New York, NY
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14-00501 | 09/05/2014 | Claimant(s): Ian Cole Claimant Lawyers(s): Ian Cole Respondent(s): National Securities Corporation Respondent Lawyers(s): Jay Marc Israel Arbitrator(s): Catherine Ladnier, Leona Beane, Edward W. Morris Hearing Site: New York, NY
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10-02866 | 03/07/2012 | Claimant(s): Jimmy Kuhn Claimant Lawyers(s): David Marek Respondent(s): Morgan Stanley Respondent Lawyers(s): Amy Ventry-Kagan Arbitrator(s): Catherine Ladnier, Joan M. Traub, Charles F. Titterton Hearing Site: New York, NY
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04-04876 | 09/02/2010 | Claimant(s): Ronald Roganti Claimant Lawyers(s): Pearl Zuchlewski Respondent(s): Metropolitan Life Insurance Company Respondent Lawyers(s): Steven Yarusinsky Arbitrator(s): Catherine Ladnier, George W. Fehling, Daniel Robbins Hearing Site: New York, NY
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08-04191 | 03/23/2010 | Claimant(s): David Pichler Claimant Lawyers(s): Leonard B. Pack Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Katrina L. Baker Arbitrator(s): Diane Getzler, Catherine Ladnier, Alejandro Miguel Garro Hearing Site: New York, NY
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08-04335 | 04/22/2009 | Claimant(s): Howard Braff Claimant Lawyers(s): Howard Braff Respondent(s): Christopher Collins Respondent Lawyers(s): Christopher Alfredo Collins Arbitrator(s): Catherine Ladnier Hearing Site: New York, NY
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08-02435 | 03/18/2009 | Claimant(s): William Young Claimant Lawyers(s): William A. Young Respondent(s): Alfred Oliva, Harmony Executions Respondent Lawyers(s): Alfred J. Oliva Arbitrator(s): Catherine Ladnier Hearing Site: New York, NY
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07-00623 | 08/28/2007 | Claimant(s): Pro-Integrity Securities. Claimant Lawyers(s): William Perry Respondent(s): Walter Clark Respondent Lawyers(s): Walter Clark Arbitrator(s): Catherine Ladnier Hearing Site: Baltimore, MD
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