| 20-00472 | 06/25/2021 | Claimant(s): Barbara Giffuni
Claimant Lawyers(s): Phillip Gerschel
Respondent(s): David Korostoff
Respondent Lawyers(s): Frank J. Cuccio
Arbitrator(s): Fred S. Pieroni, Catherine Ladnier, Howard Alan Grinsberg
Hearing Site: New York, NY
|  | Expungement |
| 14-00765 | 05/19/2015 | Claimant(s): New York State Professional Fire Fighter
Claimant Lawyers(s): Joseph M . Dougherty
Respondent(s): Wells Fargo Advisors, Lawrence Natale, Patrick Lane, Tracy Martuscello
Respondent Lawyers(s): Alan S. Rafterman
Arbitrator(s): Catherine Ladnier, Frank E. Wolf, Clifford C. Rohde
Hearing Site: Albany, NY
| | Expungement |
| 11-00411 | 07/27/2012 | Claimant(s): Eileen Warren
Claimant Lawyers(s): Ronald R. Levine
Respondent(s): Wachovia Securities, Wells Fargo Advisors, Dennis Perry, Judith Bovitz, Victoria Miller
Respondent Lawyers(s): Yoonsun Chung
Arbitrator(s): Charles Kleinbaum, Catherine Ladnier, Stephen T. Rodriguez
Hearing Site: Albany, NY
| | Expungement |
| 07-02482 | 09/28/2010 | Claimant(s): Christina Keller
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Patricia Hoenings
Respondent Lawyers(s): Patricia Hoenings
Arbitrator(s): Catherine Ladnier, Charles S. Guggenheimer, Bernard Korman
Hearing Site: New York, NY
| | Expungement |
| 09-00211 | 05/25/2010 | Claimant(s): Florian Zgunea, Hampshire Trust Ltd.
Claimant Lawyers(s): Florian Calin Zgunea
Respondent(s): Tradestation Securities.
Respondent Lawyers(s): Steven M. Greenbaum
Arbitrator(s): Catherine Ladnier, Martin A. Edelstein, Leona Beane
Hearing Site: New York, NY
| | $0 |
| 08-05023 | 12/09/2009 | Claimant(s): Jonathan Mandell and Margaret Mandell
Claimant Lawyers(s): Richard G. Menaker
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Matthew Farley
Arbitrator(s): Catherine Ladnier, Susan C. Lushing, Peter A. Goldman
Hearing Site: New York, NY
| | $0 |
| 07-00262 | 06/17/2008 | Claimant(s): Frederick A. and Suzanne E. Lovejoy
Claimant Lawyers(s): Frederick A. Lovejoy
Respondent(s): E*Trade Securities LLC, Stephen Tachiera
Respondent Lawyers(s): John Bersin
Arbitrator(s): Catherine Ladnier, David Ellis, Sean Alan D'Amico
Hearing Site: Hartford, CT
| | $0 |
