Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02797 | 03/14/2022 | Claimant(s): Kenneth Hill Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): Richard S. Zaifert Hearing Site: Raleigh, NC | ||
| 21-00195 | 12/15/2021 | Claimant(s): William Valenti Claimant Lawyers(s): Joel M. Everest Respondent(s): Morgan Stanley Respondent Lawyers(s): Trae D. Meyr Arbitrator(s): Richard S. Zaifert Hearing Site: Tampa, FL | ||
| 20-00946 | 08/23/2021 | Claimant(s): Martin Moore Claimant Lawyers(s): Harris Freedman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Patrick Bradley Arbitrator(s): Richard S. Zaifert Hearing Site: Tampa, FL | ||
| 20-03144 | 07/30/2021 | Claimant(s): Garyn Angel Claimant Lawyers(s): Joshua A Katz Respondent(s): Invest Financial Corporation, Transamerica Financial Advisors Respondent Lawyers(s): Eric A. Michaels, Susan D. Duff Arbitrator(s): Richard S. Zaifert Hearing Site: Tampa, FL | ||
| 20-02216 | 04/08/2021 | Claimant(s): Mark Dutram Claimant Lawyers(s): Harris Freedman Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsey Vasko Arbitrator(s): Richard S. Zaifert Hearing Site: Jacksonville, FL | ||
| 20-02561 | 04/01/2021 | Claimant(s): Bertin Stuckart Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Richard S. Zaifert Hearing Site: Jacksonville, FL | ||
| 20-02187 | 03/24/2021 | Claimant(s): Donald Adkins Claimant Lawyers(s): Zachary T. Hayes-Macaluso Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Charlton Young Arbitrator(s): Richard S. Zaifert Hearing Site: Raleigh, NC | ||
| 20-02322 | 03/19/2021 | Claimant(s): Jon Lowther Claimant Lawyers(s): Jonathan Schwartz Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Patrick J. Mulligan Arbitrator(s): Richard S. Zaifert Hearing Site: Tampa, FL | ||
| 20-03063 | 03/08/2021 | Claimant(s): John Porter Claimant Lawyers(s): David I. Hantman Respondent(s): Morgan Stanley Respondent Lawyers(s): Jeremy S. Winer Arbitrator(s): Richard S. Zaifert Hearing Site: Jacksonville, FL | ||
| 20-03080 | 02/05/2021 | Claimant(s): Jeffrey Burton Claimant Lawyers(s): Clayton B. McCullough Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Stephen M. Cox Arbitrator(s): John P. Cullem, Richard S. Zaifert, Christopher Cecil Lamb Hearing Site: Columbia, SC |