| 15-01601 | 02/01/2016 | Claimant(s): Raymond Klosz, Traci Born
Claimant Lawyers(s): Dennis J. Concilla
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Erin K. Linehan
Arbitrator(s): Lynn Hirschfeld Brahin, George H. Perich, W Charles Curley
Hearing Site: Columbus, OH
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| 15-00826 | 12/09/2015 | Claimant(s): Raymond James Financial Services.
Claimant Lawyers(s): Dominique E. Heller
Respondent(s): Matthew Miller
Respondent Lawyers(s): Matthew C. Miller
Arbitrator(s): Katherine M. Harmeyer
Hearing Site: Phoenix, AZ
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| 15-01070 | 10/20/2015 | Claimant(s): Raymond James Financial Services.
Claimant Lawyers(s): Dominique E. Heller
Respondent(s): Rhonda Matthews
Respondent Lawyers(s): Rhonda Janeen Matthews
Arbitrator(s): George A. Sellnau
Hearing Site: Houston, TX
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| 15-00860 | 09/03/2015 | Claimant(s): Raymond James Financial Services.
Claimant Lawyers(s): Dominique E. Heller
Respondent(s): Taryn Olszewski
Respondent Lawyers(s): Taryn Lynn Olszewski
Arbitrator(s): Jeffrey W. Finke
Hearing Site: Chicago, IL
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| 14-02350 | 08/24/2015 | Claimant(s): Victor Connor
Claimant Lawyers(s): Spencer Sax
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Caroline K. Hall
Arbitrator(s): Steven E. Eisenberg
Hearing Site: Boca Raton, FL
| | Expungement |
| 14-02280 | 04/01/2015 | Claimant(s): Raymond James Financial Services.
Claimant Lawyers(s): Elizabeth M. HIll
Respondent(s): Jo Fisher
Respondent Lawyers(s): Rose M. Schindler
Arbitrator(s): Charles D. Underwood, John B. Glueckert, Robert L. Washburn
Hearing Site: Columbus, OH
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| 13-03650 | 03/31/2015 | Claimant(s): Raymond James Financial Services.
Claimant Lawyers(s): Kelli Hartsook
Respondent(s): Tiffany Peacock-Asakawa
Respondent Lawyers(s): Tiffany Danielle Peacock-Asakawa
Arbitrator(s): Neil S. Jasper
Hearing Site: Los Angeles, CA
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| 12-03433 | 12/23/2014 | Claimant(s): Scott Mccaskill
Claimant Lawyers(s): David J. Cosgrove
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): Douglas Earl McLaren, Ezio E. Borchini, Tina E. Patterson
Hearing Site: Baltimore, MD
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| 09-04736 | 11/06/2014 | Claimant(s):
Claimant Lawyers(s):
Respondent(s): Charles Meade, Frank Gavel, Raymond James Financial Services., Nutmeg Investment Group
Respondent Lawyers(s): David A. Gehn, Thomas J. Finn
Arbitrator(s): Lewis S. Kurlantzick, Marissa A. Santangelo, Stewart F. Kleinman
Hearing Site: Hartford, CT
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| 14-02078 | 09/11/2014 | Claimant(s): Stephen Wormeli
Claimant Lawyers(s): Elizabeth Lowery
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Erin K. Linehan
Arbitrator(s): Joseph C. Roberts
Hearing Site: Seattle, WA
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