Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02474 | 06/07/2024 | Claimant(s): James Rudwall Claimant Lawyers(s): J. Samuel Tenenbaum Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Michael F. Braun Arbitrator(s): Gregory G. Gocek, Susan L. Walker Hearing Site: Chicago, IL | ||
| 23-01455 | 03/15/2024 | Claimant(s): Michael Steffens Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Park Avenue Securities LLC Respondent Lawyers(s): Shabbir Chaudhury Arbitrator(s): Gregory G. Gocek Hearing Site: Milwaukee, WI | ||
| 23-01318 | 11/29/2023 | Claimant(s): Michael Stewart Claimant Lawyers(s): Harris Freedman Respondent(s): Fifth Third Securities. Respondent Lawyers(s): R. Samuel Gilley Arbitrator(s): Gregory G. Gocek Hearing Site: Chicago, IL | ||
| 21-02288 | 09/13/2023 | Claimant(s): John Baccich, Kevin Gaddi, Robert Gaddi, Steven Finnk Claimant Lawyers(s): Bruce Lewitas Respondent(s): Mesirow Financial. Respondent Lawyers(s): James L. Kopecky Arbitrator(s): Michael S. Matek, Gregory G. Gocek, William Popper Hearing Site: Chicago, IL | ||
| 22-01678 | 03/31/2023 | Claimant(s): Dennis Thurman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): First Allied Securities. Respondent Lawyers(s): Jeremy Wooden Arbitrator(s): Gregory G. Gocek Hearing Site: Omaha, NE | ||
| 22-01650 | 02/09/2023 | Claimant(s): Russell Mcalonie Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC, MML Investors Services Respondent Lawyers(s): Julie E. Ravis, Sara B. Davis Arbitrator(s): Gregory G. Gocek Hearing Site: Cleveland, OH | ||
| 22-01253 | 01/27/2023 | Claimant(s): Amie Fielder Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Arvest Wealth Management Respondent Lawyers(s): Jennifer B. Puckett Arbitrator(s): Gregory G. Gocek Hearing Site: Kansas City, MO | ||
| 22-01867 | 11/29/2022 | Claimant(s): Jason Dworak Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Gregory G. Gocek Hearing Site: Omaha, NE | ||
| 21-02393 | 11/07/2022 | Claimant(s): Jerry Mathew Claimant Lawyers(s): Matthew B. Henneman Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Neal S. Robb Arbitrator(s): Patricia M. Bottoms, Ronald G. Guida, Gregory G. Gocek Hearing Site: Denver, CO | ||
| 22-01321 | 10/21/2022 | Claimant(s): Rodney Becker Claimant Lawyers(s): Harris Freedman Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan W. Hackbarth Arbitrator(s): Gregory G. Gocek Hearing Site: Denver, CO |