| 12-01440 | 06/09/2014 | Claimant(s): Paul Westervelt, Tyler Kerrigan
Claimant Lawyers(s): Peter B. Sloss
Respondent(s): George Ball, William Sprague, Sanders Morris Harris Inc.
Respondent Lawyers(s): Jack D. Ballard, James Fornari
Arbitrator(s): Michael T. Nobile, Richard F. Dole, Allen M. Kerpan
Hearing Site: New Orleans, LA
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| 13-02721 | 05/23/2014 | Claimant(s): Edward Heartfield, Karen Transier
Claimant Lawyers(s): Matthew E Wolper
Respondent(s): Frank Levy
Respondent Lawyers(s): Lance C. McCardle
Arbitrator(s): Brian James Tagtmeier
Hearing Site: New Orleans, LA
| | Expungement |
| 12-02780 | 05/15/2014 | Claimant(s): Eddie King
Claimant Lawyers(s): Jill L. Craft
Respondent(s): Deborah Pfister, Louis Duhe, Michel Singler, Allstate Financial Services, Allstate Insurance Company
Respondent Lawyers(s): Peter J. Valeta
Arbitrator(s): Lynne M. Gomez, Robert A. Wojcik, Brian P. Jakes
Hearing Site: New Orleans, LA
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| 12-03524 | 02/03/2014 | Claimant(s): Ian James
Claimant Lawyers(s): Randall C. Place
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Kelli Hartsook
Arbitrator(s): Donald K. Eckhardt, James Francis Donovan, Richard Devlin Roussel
Hearing Site: New Orleans, LA
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| 13-01378 | 09/04/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): R. Rhett Owens
Respondent(s): Chadrick Kelly
Respondent Lawyers(s): Chadrick D. Kelly
Arbitrator(s): Raymond C. Kerr
Hearing Site: New Orleans, LA
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| 11-02778 | 01/03/2013 | Claimant(s): Lloyd Daniel
Claimant Lawyers(s): Lloyd James Daniel
Respondent(s): Allstate Financial Services
Respondent Lawyers(s): Jan Douglas Atlas
Arbitrator(s): Jack Chapline Vaughan, Onnig Hatchig Dombalagian, Richard Devlin Roussel
Hearing Site: New Orleans, LA
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| 11-04621 | 11/08/2012 | Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): William McCourt Schmitt
Respondent(s): George Popov
Respondent Lawyers(s): L. Jerome Stanley
Arbitrator(s): Raymond C. Kerr
Hearing Site: New Orleans, LA
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| 11-03962 | 06/12/2012 | Claimant(s): Securities America.
Claimant Lawyers(s): Kelly R. Davis
Respondent(s): Kenneth Miller
Respondent Lawyers(s): Emile Joseph
Arbitrator(s): Leonard J. Sullivan
Hearing Site: New Orleans, LA
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| 10-01915 | 06/11/2012 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch International Finance
Claimant Lawyers(s): Maria V. Martin
Respondent(s): Enrique Hurtado
Respondent Lawyers(s): Bruce V. Schewe
Arbitrator(s): Patricia A. Renovitch, W. Patrick Baker, Richard William Wise
Hearing Site: New Orleans, LA
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| 11-02167 | 05/29/2012 | Claimant(s): Cleaver Sanders
Claimant Lawyers(s): Malcom X. Larvadain
Respondent(s): Daniel Nowak, Chase Investment Services Corp.
Respondent Lawyers(s): Vicki M. Crochet
Arbitrator(s): Michael T. Nobile, Michele N. O'Brien, Mario Alberto Arteaga
Hearing Site: New Orleans, LA
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