FINRA Awards for New Orleans, LA

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 21-30 out of 80 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
21-01304	02/11/2022	Claimant(s): Don Salter Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Matthew Bohenek Arbitrator(s): Sally G. Williams Hearing Site: New Orleans, LA
21-01625	12/13/2021	Claimant(s): Ian James Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan W. Hackbarth Arbitrator(s): Jeff Kilgore Hearing Site: New Orleans, LA
20-03467	06/30/2021	Claimant(s): LPL Financial LLC Claimant Lawyers(s): David J. Sensenig Respondent(s): Alvaro Paiz Respondent Lawyers(s): Alvaro Steven Paiz Arbitrator(s): Mark A. Myers Hearing Site: New Orleans, LA
20-02571	04/29/2021	Claimant(s): David Van Geffen Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Bruce W. Barnes Arbitrator(s): Allan R. Lazor Hearing Site: New Orleans, LA
20-00218	01/27/2021	Claimant(s): Hancock Whitney Investment Services Inc. Claimant Lawyers(s): Jennifer L. Anderson Respondent(s): Julian Bourgeois Respondent Lawyers(s): Mark L. Barbre Arbitrator(s): Mark A. Myers, James E. Bolin, Eric M. Schorr Hearing Site: New Orleans, LA
20-02191	01/25/2021	Claimant(s): David Stokes Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cetera Advisor Networks LLC Respondent Lawyers(s): David Feldstein Arbitrator(s): David A. Schuler Hearing Site: New Orleans, LA
20-01371	12/31/2020	Claimant(s): Ian James Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Edward Jones Respondent Lawyers(s): Annie Zaffuto Arbitrator(s): C. Sumpter Logan Hearing Site: New Orleans, LA
20-00663	11/27/2020	Claimant(s): Daniel Misse Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Voya Financial Advisors. Respondent Lawyers(s): Benjamin J. Biard Arbitrator(s): Sherry R. Wetsch Hearing Site: New Orleans, LA
19-03709	08/19/2020	Claimant(s): Steven Johnson Claimant Lawyers(s): Tosh D Grebenik Respondent(s): Avantax Investment Services. Respondent Lawyers(s): Eric J. Chartan Arbitrator(s): Daniel J. Pagnano Hearing Site: New Orleans, LA
20-01107	08/19/2020	Claimant(s): Albert Carpenter Claimant Lawyers(s): David I. Hantman Respondent(s): Morgan Stanley, UBS Financial Services Inc., Citigroup Global Markets. Respondent Lawyers(s): Amanda B. Protess, Omar Perez, Trae D. Meyr Arbitrator(s): David A. Schuler Hearing Site: New Orleans, LA