| 20-03001 | 05/21/2021 | Claimant(s): Patrick Giblin
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Joan M. Traub
Hearing Site: New York, NY
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| 20-03194 | 04/29/2021 | Claimant(s): Charles Miller
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Wells Fargo Clearing Services, Banc of America Investment Services Inc., Citicorp Investment Services
Respondent Lawyers(s): Adam Kauff, Demian J. Betz, Kathryn D. Perreault
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: Boca Raton, FL
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| 20-02894 | 04/28/2021 | Claimant(s): Grant Johnstone
Claimant Lawyers(s): John T. Carr
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Charles Scott McClellan
Hearing Site: Portland, OR
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| 20-02413 | 03/25/2021 | Claimant(s): Peter McColgan
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Kevin R. Zehe
Hearing Site: Cincinnati, OH
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| 20-02584 | 03/23/2021 | Claimant(s): Michael Jeppson
Claimant Lawyers(s): David Harrison
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Robert E. Jenks
Hearing Site: Los Angeles, CA
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| 20-01643 | 01/25/2021 | Claimant(s): Daniel Cohen
Claimant Lawyers(s): Cory Zadanosky
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Kimberly A. Gilmour
Hearing Site: Boca Raton, FL
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| 20-00537 | 10/21/2020 | Claimant(s): Anthony Greier
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Robert E. Anderson
Hearing Site: New York, NY
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| 20-00233 | 10/08/2020 | Claimant(s): Xiaofeng Hu
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Michael H DuBoff
Hearing Site: New York, NY
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| 19-02315 | 06/12/2020 | Claimant(s): Stephen O'Donnell
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Adam Kauff, Sarah K. Yates
Arbitrator(s): Robert E. Anderson
Hearing Site: Newark, NJ
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| 19-02555 | 06/01/2020 | Claimant(s): Michael Cowan
Claimant Lawyers(s): Harris Freedman
Respondent(s): Wells Fargo Advisors Financial Network, Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff, Demian J. Betz
Arbitrator(s): Leslie L. Cooney
Hearing Site: Boca Raton, FL
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