| 17-02972 | 04/24/2018 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Andrew Park
Respondent(s): Heath Harris
Respondent Lawyers(s): Heath Justin Harris
Arbitrator(s): Patricia H. Latham
Hearing Site: Washington, DC
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| 17-02295 | 04/17/2018 | Claimant(s): Matthew Turner
Claimant Lawyers(s): Eric Litow
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Mitchel Weiss
Hearing Site: Jacksonville, FL
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| 17-02725 | 04/12/2018 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Jack D. Ballard
Respondent(s): Quan Luu
Respondent Lawyers(s): Quan The Luu
Arbitrator(s): James A. Parker
Hearing Site: Houston, TX
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| 17-02727 | 04/03/2018 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Jack D. Ballard
Respondent(s): Anthony Bui
Respondent Lawyers(s): Anthony Thuy Bui
Arbitrator(s):
Hearing Site: Houston, TX
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| 18-00055 | 04/03/2018 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Gregory S. Tendrich
Respondent(s): Jason Sullivan
Respondent Lawyers(s): Jason David Sullivan
Arbitrator(s): Maurice M. Feller
Hearing Site: Orlando, FL
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| 17-01179 | 04/02/2018 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Travis Marks
Respondent Lawyers(s): Travis M Marks
Arbitrator(s): Ralph L. Jacobson
Hearing Site: San Francisco, CA
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| 17-01973 | 03/29/2018 | Claimant(s): Gary Ghigliotti
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley DW Inc., Wells Fargo Clearing Services
Respondent Lawyers(s): Jeremy S. Winer, Michael Naccarato
Arbitrator(s): Jim Geiger
Hearing Site: Manchester, NH
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| 17-03204 | 03/28/2018 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Jason Warner
Respondent(s): Charles Cox
Respondent Lawyers(s): Charles Maxwell Cox
Arbitrator(s): Tina E. Patterson
Hearing Site: Charleston, WV
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| 17-00544 | 02/26/2018 | Claimant(s): Anthony Bavedas
Claimant Lawyers(s): Liam O'Brien
Respondent(s): Prudential Equity Group, Wells Fargo Advisors Financial Network, Wells Fargo Clearing Services
Respondent Lawyers(s): Alan S. Brodherson, Megan Christensen
Arbitrator(s): Khadijah B. Matin, Zung T. Nguyen
Hearing Site: New York, NY
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| 17-01506 | 02/26/2018 | Claimant(s): Jarrod Biebel
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Prudential Equity Group, Wells Fargo Clearing Services
Respondent Lawyers(s): Alan S. Brodherson, Michael Naccarato
Arbitrator(s): Philip J. Glick
Hearing Site: Denver, CO
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