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FINRA Awards for Wells Fargo Clearing Services

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Displaying 201-210 out of 371 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0044607/23/2020Claimant(s): Michael Kelleher, Peter Caruso
Claimant Lawyers(s): Nisha S. Wright
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Carl Shechter, Robert G. Falbisaner, Robert John Harvey
Hearing Site: Boca Raton, FL
19-0347607/08/2020Claimant(s): Joseph Eschleman
Claimant Lawyers(s): Michael Bessette
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Geoff Beckham
Arbitrator(s): Daniel M. Yamshon
Hearing Site: San Francisco, CA
19-0331907/07/2020Claimant(s): Aaron Clark
Claimant Lawyers(s): Russell Chapman
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Andrew M. Mintzer
Hearing Site: Los Angeles, CA
19-0368807/06/2020Claimant(s): Brian Carey
Claimant Lawyers(s): Russell Chapman
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Geoff Beckham
Arbitrator(s): Daniel M. Yamshon
Hearing Site: San Francisco, CA
20-0073807/06/2020Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Riza Hernandez
Respondent Lawyers(s): Riza Khalil Hernandez
Arbitrator(s): Herb Schwartz
Hearing Site: San Francisco, CA
19-0259507/02/2020Claimant(s): John Baughman
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Geoff Beckham
Arbitrator(s): Philip Aaron Tymon
Hearing Site: San Francisco, CA
20-0034806/30/2020Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Frank Mebane
Respondent Lawyers(s): Frank Noel Mebane
Arbitrator(s): Maurice M. Feller
Hearing Site: Columbia, SC
20-0091406/25/2020Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Craig D Stein
Respondent(s): Jeffrey Allen
Respondent Lawyers(s): Jeffrey Thomas Allen
Arbitrator(s): Muriel Desloovere
Hearing Site: Tampa, FL
20-0066706/18/2020Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Thomas B. Lewis
Respondent(s): Scott Whittemore
Respondent Lawyers(s): Scott Robert Whittemore
Arbitrator(s): Gene M. Bauer
Hearing Site: Boston, MA
19-0324706/16/2020Claimant(s): Michele Kief
Claimant Lawyers(s): Nisha S. Wright
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Will Murphy, Sandra J. Bakalus, Mark A Bilawsky
Hearing Site: Boca Raton, FL

371 Results

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