Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-01540 | 10/17/2018 | Claimant(s): Todd Frank Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Mark R. Lee Hearing Site: San Diego, CA | ||
| 18-00938 | 09/28/2018 | Claimant(s): William Warner Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon Kaplon Arbitrator(s): Sean Alan D'Amico Hearing Site: Hartford, CT | ||
| 17-01895 | 09/19/2018 | Claimant(s): David Peterson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon Kaplon Arbitrator(s): Jonathan B. Gilbert Hearing Site: Denver, CO | ||
| 18-00232 | 09/19/2018 | Claimant(s): John Hyland Claimant Lawyers(s): Michael Bessette Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon Kaplon Arbitrator(s): Robert E. Anderson Hearing Site: Newark, NJ | ||
| 17-03421 | 08/27/2018 | Claimant(s): Brian Behl Claimant Lawyers(s): Michael Bessette Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Tracy L. Allen Hearing Site: Milwaukee, WI | ||
| 17-01257 | 08/22/2018 | Claimant(s): Raul Mendez Claimant Lawyers(s): W. Fulton Broemer Respondent(s): LPL Financial LLC Respondent Lawyers(s): Thomas F. Barnett Arbitrator(s): R. Lee Britton Jr. Hearing Site: Houston, TX | ||
| 18-01028 | 08/21/2018 | Claimant(s): Tyler Smith Claimant Lawyers(s): Robert L. Hartley Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon Kaplon Arbitrator(s): Susan L. Walker Hearing Site: Chicago, IL | ||
| 17-03018 | 08/07/2018 | Claimant(s): Sean McDermott Claimant Lawyers(s): Armin Sarabi Respondent(s): LPL Financial LLC, Securities America. Respondent Lawyers(s): Christina M. Heller, Jon D. Kaplon Arbitrator(s): Peter N. Thompson Hearing Site: Minneapolis, MN | ||
| 18-00098 | 07/20/2018 | Claimant(s): George Meyer Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon Kaplon Arbitrator(s): Susan L. Walker Hearing Site: St. Louis, MO | ||
| 17-02400 | 06/29/2018 | Claimant(s): Michael Allard Claimant Lawyers(s): Armin Sarabi Respondent(s): LPL Financial LLC, National Planning Corporation Respondent Lawyers(s): Jon D. Kaplon, Scott R. Forbush Arbitrator(s): Philip Aaron Tymon Hearing Site: San Francisco, CA |