Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-03204 | 03/18/2020 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): Jeffrey Compton Respondent(s): Christopher Canorro Respondent Lawyers(s): Christopher Paul Canorro Arbitrator(s): Joseph C. Roberts Hearing Site: Seattle, WA | ||
| 19-02740 | 03/17/2020 | Claimant(s): Don Rudolph Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC, UVEST Financial Services Group. Respondent Lawyers(s): Corporate Officer, Sara B. Davis Arbitrator(s): Harvey R. Linder Hearing Site: Raleigh, NC | ||
| 19-02337 | 02/18/2020 | Claimant(s): Joy Hurst Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Harvey R. Linder Hearing Site: Atlanta, GA | ||
| 18-04362 | 02/11/2020 | Claimant(s): Cynthia Couyoumjian Claimant Lawyers(s): Harris Freedman Respondent(s): LPL Financial LLC, First Allied Securities. Respondent Lawyers(s): Jeremy Wooden, Jon D. Kaplon Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA | ||
| 19-01458 | 01/30/2020 | Claimant(s): David Choi Claimant Lawyers(s): Harris Freeman Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D, Kaplon Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA | ||
| 19-01066 | 01/22/2020 | Claimant(s): Jason Diaz Claimant Lawyers(s): Tosh D Grebenik Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Laurel Littman Gothelf Hearing Site: San Francisco, CA | ||
| 19-00619 | 01/21/2020 | Claimant(s): Ronald Carson Claimant Lawyers(s): Matt Wolper Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Philip J. Glick Hearing Site: Omaha, NE | ||
| 19-01261 | 01/02/2020 | Claimant(s): Mark Elston Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Laurel Littman Gothelf Hearing Site: Reno, NV | ||
| 19-00722 | 12/20/2019 | Claimant(s): James Sandager Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): William M. Azkoul Hearing Site: Des Moines, IA | ||
| 19-00321 | 12/09/2019 | Claimant(s): Scott Kanai Claimant Lawyers(s): Matthew Wolper Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon Kaplon Arbitrator(s): Tracy L. Allen Hearing Site: Detroit, MI |