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FINRA Awards for Michelle Atlas

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Displaying 10 out of 22 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0183612/23/2021Claimant(s): Emily Chang
Claimant Lawyers(s): Michelle Atlas
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Shipra K. Rege
Arbitrator(s): Jonathan Polland
Hearing Site: San Francisco, CA
20-0117512/16/2021Claimant(s): John Palombo
Claimant Lawyers(s): Michelle Atlas
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Rima F. Hartman
Arbitrator(s): G. Maynard Green, Daniel J. Pagnano, Brian James Tagtmeier
Hearing Site: Houston, TX
21-0000107/08/2021Claimant(s): Brian Rorick
Claimant Lawyers(s): Michelle Atlas
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Michael Jeffrey Norton
Hearing Site: Denver, CO
20-0277104/16/2021Claimant(s): John Reilly
Claimant Lawyers(s): Michelle Atlas
Respondent(s): Westpark Capital.
Respondent Lawyers(s): Julie E. Kamps
Arbitrator(s): Constance Ellen Boukidis
Hearing Site: Los Angeles, CA
20-0062111/24/2020Claimant(s): Woodford Mooers
Claimant Lawyers(s): Michelle Atlas
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Ethan Weinberg
Arbitrator(s): Mimi B. Osiason
Hearing Site: Columbia, SC
20-0091111/10/2020Claimant(s): John Scambray
Claimant Lawyers(s): Michelle Atlas
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Chad Weaver
Arbitrator(s): Alden Sharp Adkins
Hearing Site: San Francisco, CA
18-0371008/16/2019Claimant(s): David James
Claimant Lawyers(s): Michelle Atlas
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Elizabeth H. Lindh
Arbitrator(s): Anthony D. DeToro
Hearing Site: Los Angeles, CA
18-0397708/15/2019Claimant(s): Ting O'Connor
Claimant Lawyers(s): Michelle Atlas
Respondent(s): Pyramid Financial Corp.
Respondent Lawyers(s): Corporate Officer
Arbitrator(s): Philip Aaron Tymon
Hearing Site: San Francisco, CA
18-0142708/09/2019Claimant(s): John Quinn
Claimant Lawyers(s): Michelle Atlas
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Trevor J. Hardy
Arbitrator(s): Anita Rae Shapiro
Hearing Site: Los Angeles, CA
17-0035306/19/2019Claimant(s): UBS Financial Services Inc., UBS Credit Corp.
Claimant Lawyers(s): James L. Komie
Respondent(s): Brandon Mink
Respondent Lawyers(s): Michelle Atlas
Arbitrator(s): Mona Koppel Mitnick, Robert Michael O'Brien, Jeri Kaylene Somers
Hearing Site: Washington, DC

22 Results

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