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FINRA Awards for Chase Investment Services Corp.

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Displaying 51-60 out of 77 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0427106/15/2012Claimant(s): Ricardo Rangel
Claimant Lawyers(s): Marie Mirch
Respondent(s): Chase Investment Services Corp., John Quinn, Pamela Taylor, Robert Garrett, Russell Fletcher, Scott Mccullah
Respondent Lawyers(s): Jeffrey A. Wortman
Arbitrator(s): Joseph M. O'Connor, Carol Ann Jensen, William Kenneth Wesley
Hearing Site: San Francisco, CA
11-0216705/29/2012Claimant(s): Cleaver Sanders
Claimant Lawyers(s): Malcom X. Larvadain
Respondent(s): Daniel Nowak, Chase Investment Services Corp.
Respondent Lawyers(s): Vicki M. Crochet
Arbitrator(s): Michael T. Nobile, Michele N. O'Brien, Mario Alberto Arteaga
Hearing Site: New Orleans, LA
11-0277404/20/2012Claimant(s): Todd Sult
Claimant Lawyers(s): Todd Sult
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Scott R. Koch
Arbitrator(s): Ralph S. Paden
Hearing Site: Atlanta, GA
10-0214302/14/2012Claimant(s): Rebecca Vandusen
Claimant Lawyers(s): Schuyler D. Geller
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): William F. Dugan
Arbitrator(s): John F Fennig, Richard R. Bicek, Jerome Arthur Connolly
Hearing Site: Chicago, IL
10-0551402/13/2012Claimant(s): Steven Cline
Claimant Lawyers(s): Matthew R. Chasar
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Adrienne L. Rapp
Arbitrator(s): Carol M. Stoner
Hearing Site: Cincinnati, OH
10-0535412/15/2011Claimant(s): Michael Subrizi
Claimant Lawyers(s): Michael Subrizi
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Alun W. Griffiths
Arbitrator(s): Elizabeth Gilbert, Ellyn S. Roth, Alan Gradzki
Hearing Site: New York, NY
08-0403906/10/2011Claimant(s): Alaina Spilkevitz
Claimant Lawyers(s): Michael C. Farkas
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Robert S. Whitman
Arbitrator(s): Roger J. Hawke, William G. Binckes, Nicholas Brunero
Hearing Site: New York, NY
Expungement
09-0595906/06/2011Claimant(s): Iliana Perales
Claimant Lawyers(s): Mark D. Chester
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Paul R. Garry
Arbitrator(s): Howard R. Gaines, Denis Frank, Paul T. Sachs
Hearing Site: Phoenix, AZ
09-0645005/02/2011Claimant(s): Joseph Lobaito
Claimant Lawyers(s): Joseph Alfred Lobaito
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Heidi L. Swartz
Arbitrator(s): Martin Jay Siegel, Annamaria Boccia Smith
Hearing Site: New York, NY
10-0436304/20/2011Claimant(s): Ismail Jamoua
Claimant Lawyers(s): Ismail Jamoua
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Scott R. Koch
Arbitrator(s): James L. Karpen
Hearing Site: Detroit, MI

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