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FINRA Awards for Alun W. Griffiths

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0535412/15/2011Claimant(s): Michael Subrizi
Claimant Lawyers(s): Michael Subrizi
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Alun W. Griffiths
Arbitrator(s): Elizabeth Gilbert, Ellyn S. Roth, Alan Gradzki
Hearing Site: New York, NY

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