| 14-00477 | 11/20/2014 | Claimant(s): Ilan Preis
Claimant Lawyers(s): Henry L. Saurborn, Jr.
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Walter A. Saurack
Arbitrator(s): Fern Sue Reidman
Hearing Site: New York, NY
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| 13-02394 | 10/24/2014 | Claimant(s): Noah Morgan
Claimant Lawyers(s): Noah C. Morgan
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Robert J. Scafuri, Chris D. Kontos, Howard T.D. Spence
Hearing Site: Detroit, MI
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| 12-03494 | 08/19/2014 | Claimant(s): Craig Urban
Claimant Lawyers(s): Craig B. Urban
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Anna Wermuth
Arbitrator(s): Rody P. Biggert, Raymond P. Buschmann, Harvey R. Herman
Hearing Site: Chicago, IL
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| 13-02344 | 07/22/2014 | Claimant(s): Walter Prochorenko
Claimant Lawyers(s): Michael Farhi
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Susan L. Nardone
Arbitrator(s): Ernest Edward Badway, Linda J. Baer, Paul Allan Massaro
Hearing Site: Newark, NJ
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| 11-01915 | 01/29/2014 | Claimant(s): An Yan
Claimant Lawyers(s): An Yan
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Frederick L. Lieberman
Arbitrator(s): Donald J. Zoeller
Hearing Site: New York, NY
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| 12-02153 | 01/07/2014 | Claimant(s): Christine Frole
Claimant Lawyers(s): Blaine H. Bortnick
Respondent(s): Dennis Zaplin, Chase Investment Services Corp., Gregg Kleinbaum, Jason Navolio, Joseph Mignano
Respondent Lawyers(s): Lawrence R. Sandak
Arbitrator(s): Laura H. Goldzung, Linda J. Baer, Scott Mooney
Hearing Site: Newark, NJ
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| 13-01206 | 12/06/2013 | Claimant(s): Anastasio Suarez
Claimant Lawyers(s): Anastasio Suarez
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Scott R. Koch
Arbitrator(s): Jerry H. Friedland
Hearing Site: Phoenix, AZ
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| 13-00010 | 11/26/2013 | Claimant(s): Steven Brahy
Claimant Lawyers(s): Steven Brahy
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Melvin S. Feldman, Michael M. Perrigue, Olivia J. Valentine
Hearing Site: Los Angeles, CA
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| 13-00127 | 09/26/2013 | Claimant(s): David Tansor
Claimant Lawyers(s): David A. Gehn
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): Mitchell Lee Marinello
Hearing Site: Milwaukee, WI
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| 12-04218 | 09/05/2013 | Claimant(s): Daniel Alfonso
Claimant Lawyers(s): Daniel Alfonso
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): George G. Kurschner
Hearing Site: Miami, FL
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